Changes in Beneficial Ownership · 4
Ellington Financial Inc.
EFCNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1789070966.xml
Filing details
- Report period
- 2026-09-09
- Issuer
- Ellington Financial Inc.
- Issuer CIK
- 0001411342
- Trading symbol
- EFC
Reporting owner 1
- Name
- Mumford Lisa
- Reporting owner CIK
- 0001380384
- Relationship
- Director
- Address
- 53 FOREST AVE, GREENWICH, CT, 06870
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-09-09 | A · Form 4 | 10,181[F1] | A | 0[F1] | 98,954 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- The 10,181 shares of common stock, $0.001 par value per share (the "Common Shares") remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of Ellington Financial Inc. (the "Company"), until September 8, 2027. The Common Shares were issued pursuant to, and are subject to the terms and conditions of the Company's 2026 Equity Incentive Plan.↩ 1↩ 2
Signature 1
- Signed
- /s/ Alaael-Deen Shilleh, as attorney-in-fact for Lisa Mumford
- Date
- 2026-09-10