Notice of Proposed Sale · 144
Morningstar, Inc.
MORNNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Morningstar, Inc.
- Issuer CIK
- 0001289419
- SEC file number
- 000-51280
- Phone
- (312) 696-6000
- Person for whose account securities are to be sold
- Lyons William M
- Relationships to issuer
- Director
- Street
- 22 WEST WASHINGTON STREET
- City
- CHICAGO
- State / country code
- IL
- Postal code
- 60602
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Class A Common Shares | 1,000 | 199,000.00 | 37,513,571 | 08/03/2026 | NASDAQ | Charles Schwab & Co. Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab & Co. Inc.
- Street
- 3000 Schway Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 05/15/2018 | Restricted Stock Lapse | Morningstar, Inc. | 972 | N | 05/15/2018 | Equity Compensation |
| Common | 05/15/2025 | Restricted Stock Lapse | Morningstar, Inc. | 28 | N | 05/15/2025 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| William M Lyons | Morningstar, Inc. | 05/27/2026 | 700 | 125,300.00 |
Seller — prior-sale row 1, entry 1
- Name
- William M Lyons
- Street
- 22 WEST WASHINGTON STREET
- City
- CHICAGO
- State / country code
- IL
- Postal code
- 60602
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Shares sold in THE WILLIAM M. LYONS REVOCABLE TRUST.
Notice signature
- Notice date
- 08/03/2026
- Signed
- William M Lyons TTEE