Common Stock, par value $0.001 per share
- Symbol
- NCPL
- Exchange
- NASDAQ
- Classification
- COMMON
Current Report · Items 5.02, 8.01, 9.01 · 8-K
Netcapital Inc.
NCPLNASDAQEQUITYCurrent
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Other Events
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On August 19, 2026, following the United States District Court for the District of Massachusetts’ approval of Cecilia Lenk’s settlement with the Securities and Exchange Commission in the previously disclosed SEC civil action, Ms.…
Company context
Netcapital.com is an SEC-registered funding portal that enables private companies to raise capital online, while investors are able to invest from almost anywhere in the world, at any time, with just a few clicks. Securities offerings on the portal are accessible through individual offering pages, where companies include product or service details, market size, competitive advantages, and financial documents. Companies can accept investments from virtually anyone, including friends, family, customers, employees, etc. Customer accounts on our platform are not permitted to hold digital securities.
Current securities
Recent company filings
- Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing · Changes in Registrant's Certifying AccountantOct 14, 2026
- Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of ListingSep 25, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 3, 2026
- Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of ListingAug 28, 2026
- Changes in Registrant's Certifying Accountant · Non-Reliance on Previously Issued Financial Statements or a Related Audit ReportAug 18, 2026
Registered securities in this filing
NETCAPITAL INC. · 8-K · Filed 2026-08-25
Warrants to Purchase Common Stock
- Symbol
- NCPLW
- Exchange
- NASDAQ
- Classification
- WARRANT
- Status
- Current
Disclosure sections
Item 5.02Item 5.02 - Departure/Election of Directors
Item
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
On
August 19, 2026, following the United States District Court for the District of Massachusetts’ approval of Cecilia Lenk’s
settlement with the Securities and Exchange Commission in the previously disclosed SEC civil action, Ms. Lenk resigned from the Board
of Directors of Netcapital Inc. (the “Company”) and from her position as Chief Executive Officer of Netcapital Advisors Inc.,
a wholly owned subsidiary of the Company, effective immediately.
The
departure of Ms. Lenk was not the result of any disagreement with the Company on any matter relating to the Company’s operations,
policies or practices.
Item 8.01Item 8.01 - Other Events
Item
8.01. Other Events.
As
previously disclosed, on August 10, 2026, the Securities and Exchange Commission (the “SEC”) filed a civil action captioned Securities and Exchange Commission v. John Fanning, et al., Civil Action No. 1:26-cv-13665, in the United States District Court
for the District of Massachusetts, naming the Company and certain current and former officers, directors and other individuals as defendants.
The
Court approved the settlement between the SEC and Cecilia Lenk. Without admitting the allegations in the SEC’s complaint, Ms. Lenk
consented to the entry of a final judgment providing for permanent injunctions, a conduct-based injunction and a civil monetary penalty
of $50,000.
The
SEC action remains pending against the Company and certain other defendants.