Changes in Beneficial Ownership · 4
PubMatic, Inc.
PUBMNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
form4-09182026_080950.xml
Filing details
- Report period
- 2026-09-16
- Issuer
- PubMatic, Inc.
- Issuer CIK
- 0001422930
- Trading symbol
- PUBM
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- Kumar Mukul
- Reporting owner CIK
- 0001833462
- Relationship
- Officer
- Officer title
- PRESIDENT, ENGINEERING
- Address
- C/O PUBMATIC, INC., 601 MARSHALL STREET, REDWOOD CITY, CA, 94063
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-09-16 | C · Form 4 | 8,000 | A | 0 | 120,945 | D |
| Class A Common Stock | 2026-09-16 | S · Form 4[F1] | 8,000 | D | 16.7785[F2] | 112,945 | D |
Table key
- C · Form 4
- Derivative conversion
- A
- Acquired
- D
- Direct
- S · Form 4
- Sale on the market or privately
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy Class B Common Stock) | 2.15 | 2026-09-16 | M · Form 4 | 8,000 | D | 0 | [F3] | 2027-05-01 | Class B Common Stock | 8,000 | 15,000 | D |
| Class B Common Stock | [F4] | 2026-09-16 | M · Form 4 | 8,000 | A | 2.15 | [F4] | [F4] | Class A Common Stock | 8,000 | 143,600 | D |
| Class B Common Stock | [F4] | 2026-09-16 | C · Form 4 | 8,000 | D | 0 | [F4] | [F4] | Class A Common Stock | 8,000 | 135,600 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
- A
- Acquired
- C · Form 4
- Derivative conversion
Footnotes
- F1
- The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2026.↩ 1
- F2
- Represents the weighted average sale price. The lowest price at which shares were sold was $16.68 and the highest price at which shares were sold was $16.88. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.↩ 1
- F3
- The options are fully vested.↩ 1
- F4
- Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.↩ 1↩ 2↩ 3↩ 4↩ 5↩ 6
Signature 1
- Signed
- /s/ Andrew Woods, Attorney-in-Fact
- Date
- 2026-09-18
Company context
PubMatic is an independent technology company maximizing customer value by delivering digital advertising’s supply chain of the future. PubMatic’s sell-side platform empowers the world’s leading digital content creators across the open internet to control access to their inventory and increase monetization by enabling marketers to drive return on investment and reach addressable audiences across ad formats and devices. Since 2006, PubMatic’s infrastructure-driven approach has allowed for the efficient processing and utilization of data in real time. By delivering scalable and flexible programmatic innovation, PubMatic improves outcomes for its customers while championing a vibrant and transparent digital advertising supply chain.