Notice of Proposed Sale · 144
Netlist, Inc.
NLSTOTCEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- NETLIST INC
- Issuer CIK
- 0001282631
- SEC file number
- 001-33170
- Phone
- 949-435-0025
- Person for whose account securities are to be sold
- SASAKI GAIL M
- Relationships to issuer
- Officer
- Street
- 111 ACADEMY, SUITE 100
- City
- IRVINE
- State / country code
- CA
- Postal code
- 92617
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 25,000 | 99,750.00 | 333,317,148 | 08/05/2026 | OTCQB | Needham and Company LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Needham and Company LLC
- Street
- 250 Park Avenue, 10th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 01/13/2024 | Vested Restricted Stock Units | Netlist, Inc | 675 | N | 01/13/2024 | Equity Compensation |
| Common | 03/06/2024 | Vested Restricted Stock Units | Netlist, Inc | 9,375 | N | 03/06/2024 | Equity Compensation |
| Common | 03/18/2024 | Vested Restricted Stock Units | Netlist, Inc | 14,950 | N | 03/18/2024 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Gail M Sasaki | Common | 05/11/2026 | 25,000 | 87,250.00 |
| GAIL M SASAKI | Common | 05/15/2026 | 8,876 | 23,311.93 |
Seller — prior-sale row 1, entry 1
- Name
- Gail M Sasaki
- Street
- 111 ACADEMY
- Street (continued)
- 111 ACADEMY
- City
- IRVINE
- State / country code
- CA
- Postal code
- 92617
Seller — prior-sale row 2, entry 1
- Name
- GAIL M SASAKI
- Street
- 111 ACADEMY
- Street (continued)
- SUITE 100
- City
- IRVINE
- State / country code
- CA
- Postal code
- 92617
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/05/2026
- Signed
- /s/Needham and Company LLC, on behalf of Gail M Sasaki
- Plan adoption dates
- 09/12/2025
Company context
Netlist is a leading innovator in advanced memory and storage solutions. With a rich portfolio of patented technologies, Netlist's inventions are foundational to the advancement of AI computing. To learn more about Netlist, please visit www.netlist.com.
Current securities
Recent company filings
- Entry into a Material Definitive Agreement · Unregistered Sales of Equity Securities · Other EventsOct 6, 2026
- Submission of Matters to a Vote of Security HoldersSep 21, 2026
- 10-Q filingAug 11, 2026
- Entry into a Material Definitive Agreement · Unregistered Sales of Equity Securities · Other EventsAug 5, 2026
- ARS filingJul 31, 2026