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BCS

SEC Filing · DEF 14A

Sui Group Holdings Limited

SUIGNASDAQEQUITYCurrent

SEC Filing

Filed Aug 4, 2026Accepted Aug 4, 2026, 1:34 PM EDTCIK 1425355Accession 0001654954-26-007256
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Company context

Sui Group Holdings Limited is a Minnesota corporation that was incorporated in January 2006. From our inception until December 13, 2012, we were a development-stage company involved in the gaming and entertainment industry. In 2013, we elected to become a business development company (“BDC”) under the Investment Company Act of 1940 (the “1940 Act”). We operated as a BDC until we withdrew our BDC election on December 27, 2019. Since that time, we have engaged in the business of providing short-term specialty finance solutions primarily to private businesses, micro- and small-cap public companies and high-net-worth individuals. To avoid again becoming subject to regulation under the 1940 Act, we generally seek to structure our short-term loans such that they do not constitute “securities” under federal securities law, and we monitor our holdings as a whole to ensure that no more than 40% of our total assets may consist of “investment securities,” as that term is defined and understood under the 1940 Act.

Current securities

Recent company filings

  1. Results of Operations and Financial ConditionNov 5, 2026
  2. Submission of Matters to a Vote of Security HoldersOct 6, 2026
  3. DEFA14A filingSep 10, 2026
  4. Submission of Matters to a Vote of Security Holders · Other EventsSep 10, 2026
  5. DEFA14A filingAug 24, 2026

As-filed source

Primary evidence

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