Notice of Proposed Sale · 144
Roku, Inc.
ROKUNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ROKU, Inc.
- Issuer CIK
- 0001428439
- SEC file number
- 001-38211
- Phone
- 408-556-9040
- Person for whose account securities are to be sold
- Neil Hunt
- Relationships to issuer
- Director
- Street
- 1173 Coleman Avenue
- City
- San Jose
- State / country code
- CA
- Postal code
- 95110
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 2,000 | 302,186.05 | 132,050,905 | 10/01/2026 | Nasdaq | Merrill Lynch |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill Lynch
- Street
- 555 California Street
- Street (continued)
- Suite 1800
- City
- San Francisco
- State / country code
- CA
- Postal code
- 94104
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/01/2026 | Stock Option Exercise | Issuer | 2,000 | N | 10/01/2026 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Common | Common | 09/01/2026 | 2,000 | 312,602.88 |
| Common | Common | 08/03/2026 | 2,000 | 292,505.07 |
Seller — prior-sale row 1, entry 1
- Name
- Common
- Street
- Neil Hunt
- City
- 1173 Coleman Avenue
- State / country code
- CA
- Postal code
- 95110
Seller — prior-sale row 2, entry 1
- Name
- Common
- Street
- Neil Hunt
- City
- 1173 Coleman Avenue
- State / country code
- CA
- Postal code
- 95110
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 10/01/2026
- Signed
- Neil Hunt
- Plan adoption dates
- 08/05/2025
Company context
Roku pioneered streaming on TV. Today, it is the #1 TV streaming platform in the U.S., Canada, and Mexico by hours streamed (Hypothesis Group, Dec. 2025). Roku connects viewers to the content they love, enables content publishers to build and monetize large audiences through advertising and subscriptions, and provides advertisers with unique capabilities to reach and engage consumers. Roku streaming players and Roku-made TVs are available at major retailers, and licensed Roku TV™ models are sold by leading TV brands in more than 15 countries around the world. Roku also owns and operates The Roku Channel, the home of premium and free entertainment; Howdy, a low-cost subscription service; and Frndly TV, a live TV streaming service. Roku is headquartered in San Jose, Calif., U.S.A.