Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Regulation FD Disclosure
Item Amendment 5.03 to Articles of Incorporation or Bylaws; Change in Fiscal Year. On September 30, 2026, a Certificate of Amendment (the “Amendment to Articles”) to Vivakor, Inc.’s (the “Company”) Amended and Restated Articles of Incorporation, as amended, was filed with the State of Nevada, which implements a 1-for-15 reverse stock split (the “Reverse Stock Split”) of the Company’s common stock…
Filed Oct 6, 2026Accepted Oct 6, 2026, 4:30 PM EDTCIK 1450704Accession 0001829126-26-010815
Vivakor, Inc. is an integrated provider of sustainable energy transportation, storage, reuse, and remediation services. Its corporate mission is to develop, acquire, accumulate, and operate assets, properties, and technologies in the energy sector. Vivakor’s integrated facilities assets provide crude oil, storage, transportation, reuse, and remediation services under long-term contracts. Once operational, Vivakor’s interest in oilfield waste remediation facilities will facilitate the recovery, reuse, and disposal of petroleum byproducts and oilfield waste products.
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Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item Amendment
5.03 to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
September 30, 2026, a Certificate of Amendment (the “Amendment to Articles”) to Vivakor, Inc.’s (the “Company”)
Amended and Restated Articles of Incorporation, as amended, was filed with the State of Nevada, which implements a 1-for-15 reverse stock
split (the “Reverse Stock Split”) of the Company’s common stock in accordance with the approval of the holders of a
majority in interest of the Company’s outstanding votes delivered at the Annual Meeting of the Company’s Shareholders held
on June 30, 2026. The Company’s Board of Directors approved a previous reverse stock split at the ratio of 1-for-20, which became
effective on July 17, 2026. The Reverse Stock Split became effective with Nasdaq at the open of the market on Monday, October 5, 2026,
under the existing trading symbol “VIVK.”
The
above description of the Amendment to Articles does not purport to be complete and is qualified in its entirety by reference to the Amendment
to Articles, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated by reference herein.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item Regulation
7.01 FD Disclosure.
On
September 30, 2026, the Company issued a press release announcing that it is effecting a 1-for-15 reverse stock split of its common stock,
effective October 5, 2026, in order to support the Company’s continued listing on the Nasdaq Capital Market (the “Press Release”).
The full text of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference
in this Item 7.01.
The
information contained in this Item 7.01 and in the accompanying Exhibit 99.1 is deemed to be “furnished” and shall not be
deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly
set forth by specific reference in such filing.
Filed exhibits (1)
EX-99.1 (by filename) vivakorinc_ex99-1.htm
Exhibit 99.1
Vivakor Announces 1-for-15 Reverse Stock Split
Dallas, TX - GlobeNewswire - September 30, 2026 - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation services, today announced a 1-for-15 reverse stock split of its issued and outstanding common stock (the “Reverse Stock Split”). The Reverse Stock Split is expected to become effective at the opening of trading on the Nasdaq Capital Market on October 5, 2026 under the existing ticker symbol “VIVK.”
The Reverse Stock Split is intended to increase the per-share trading price of the Company’s common stock and support the Company’s continued listing on the Nasdaq Capital Market. On June 30, 2026, at the 2026 Annual Meeting of Stockholders, the stockholders approved one or more reverse stock splits of our common stock over the course of the next two years at a ratio within a range from one-for-two (1:2) up to one-for-two thousand (1:2,000), with the specific ratio and date of any such reverse stock split to be determined by the Board of Directors. The Company’s Board of Directors approved a previous Reverse Stock Split at the ratio of 1-f…