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Beneficial Ownership Report · SCHEDULE 13D/A

Spruce Power Holding Corporation

SPRUNYSEEQUITYCurrent

Beneficial Ownership Report

Filed Sep 23, 2026Accepted Sep 23, 2026, 6:00 PM EDTFiling CIK 1452857Accession 0000921895-26-002635
Share

Structured filing — SCHEDULE 13D/A

primary_doc.xml

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Amendment · This filing reports the amendment as submitted.

Subject company

Company
SPRUCE POWER HOLDING CORP
Company CIK
0001772720
Street
820 GESSNER ROAD
Street (continued)
SUITE 500
City
HOUSTON
State / country code
TX
Postal code
77024

Statement details

Amendment number
6
Security class
Common Stock, par value $0.0001 per share
Event date
09/21/2026
Previously filed indication
false

Authorized notification person 1

Name
Warren G. Lichtenstein
Phone
212-520-2300
Street
Steel Partners Holdings L.P.
Street (continued)
590 Madison Avenue, 32nd Floor
City
New York
State / country code
NY
Postal code
10022

Reporting person 1

Name
STEEL PARTNERS HOLDINGS L.P.
Reporting person CIK
0001452857
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
PN
Source of funds code
AF
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 2

Name
Steel Partners Holdings GP Inc.
Reporting person CIK
0001537666
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
CO
Source of funds code
AF
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 3

Name
SPH Group LLC
Reporting person CIK
0001522067
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
OO
Source of funds code
AF
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 4

Name
SPH Group Holdings LLC
Reporting person CIK
0001522066
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
OO
Source of funds code
AF
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 5

Name
Steel Excel Inc.
Reporting person CIK
0000709804
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
CO
Source of funds code
AF
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 6

Name
Steel Connect LLC
Reporting person CIK
0000914712
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
OO
Source of funds code
AF
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 7

Name
SP Strategic Holdings LLC
Reporting person CIK
0002099397
No reporting person CIK indication
N
Citizenship / organization
DE
Reporting person type
OO
Source of funds code
WC
Legal proceedings indication
N
Aggregate amount owned
3,482,160.00
Percent of class
18.1
Sole voting power
0.00
Shared voting power
3,482,160.00
Sole dispositive power
0.00
Shared dispositive power
3,482,160.00
Aggregate excludes certain shares
N

Reporting person 8

Name
HOWARD JACK L
Reporting person CIK
0001144269
No reporting person CIK indication
N
Citizenship / organization
X1
Reporting person type
IN
Source of funds code
PF
Legal proceedings indication
N
Aggregate amount owned
50,000.00
Percent of class
0.3
Sole voting power
50,000.00
Shared voting power
0.00
Sole dispositive power
50,000.00
Shared dispositive power
0.00
Aggregate excludes certain shares
N

Item 1

Issuer

SPRUCE POWER HOLDING CORP

Security title

Common Stock, par value $0.0001 per share

Principal address

Item 3

Source of funds

Item 3 is hereby amended and restated to read as follows: The aggregate purchase price of the 3,482,160 Shares owned directly by SP Strategic Holdings is approximately $12,260,505, including brokerage commissions. Such Shares were acquired with SP Strategic Holdings' cash on hand. The aggregate purchase price of the 50,000 Shares owned directly by Mr. Howard is approximately $80,010, including brokerage commissions. Such Shares were acquired with Mr. Howard's personal funds.

Item 4

Purpose of transaction

On September 21, 2026, SP Strategic Holdings entered into a Stock Purchase Agreement (the "SPA") with Ja-Chin Audrey Lee pursuant to which SP Strategic Holdings agreed to purchase an aggregate of 52,780 Shares from Ms. Lee for total consideration of $107,671. The foregoing description of the SPA does not purport to be complete and is qualified in its entirety by reference to the full text of the SPA, which is attached hereto as Exhibit 99.1 and incorporated by reference herein.

Item 5

Transactions

Item 5(c) is hereby amended and restated to read as follows: None of the Reporting Persons have engaged in any transactions in the Shares since the filing of Amendment No. 5 except as set forth in Exhibit 1 hereto.

Percentage of class

Item 5(a) is hereby amended and restated to read as follows: The aggregate percentage of Shares reported owned by each person named herein is based upon 19,252,186 Shares outstanding, which is the total number of Shares outstanding as of August 10, 2026, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 13, 2026. As of the close of business on the date hereof, SP Strategic Holdings owned directly 3,482,160 Shares, constituting approximately 18.1% of the Shares outstanding. By virtue of their relationships with SP Strategic Holdings, each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by SP Strategic Holdings. As of the close of business on the date hereof, Mr. Howard owned directly 50,000 Shares, constituting less than 1% of the Shares outstanding.

Item 6

Contracts and arrangements

Reference is made to the SPA described in Item 4 above, which description is incorporated herein by reference.

Item 7

Filed exhibits

Item 7 is hereby amended to add the following exhibits: Exhibit 1 - Transactions in Securities of the Issuer Since the Filing of Amendment No. 5 Exhibit 99.1 - Stock Purchase Agreement, dated September 21, 2026, by and between SP Strategic Holdings LLC and Ja-Chin Audrey Lee

Signature 1

Reporting person
STEEL PARTNERS HOLDINGS L.P.
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary of Steel Partners Holdings GP Inc., its General Partner
Date
09/23/2026

Signature 2

Reporting person
Steel Partners Holdings GP Inc.
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary
Date
09/23/2026

Signature 3

Reporting person
SPH Group LLC
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary of Steel Partners Holdings GP Inc., its Managing Member
Date
09/23/2026

Signature 4

Reporting person
SPH Group Holdings LLC
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary of Steel Partners Holdings GP Inc., its Manager
Date
09/23/2026

Signature 5

Reporting person
Steel Excel Inc.
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary
Date
09/23/2026

Signature 6

Reporting person
Steel Connect LLC
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary
Date
09/23/2026

Signature 7

Reporting person
SP Strategic Holdings LLC
Signed
/s/ Maria Reda
Title
Maria Reda, Secretary
Date
09/23/2026

Signature 8

Reporting person
HOWARD JACK L
Signed
/s/ Maria Reda
Title
Maria Reda, attorney-in-fact for Jack L. Howard
Date
09/23/2026

Filed exhibits

Company context

Current securities

Historical securities (3)

Recent company filings

  1. 4 filingSep 21, 2026
  2. 3 filingSep 21, 2026
  3. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 21, 2026
  4. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 16, 2026
  5. 144 filingSep 8, 2026

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