Beneficial Ownership Report · SCHEDULE 13D/A
Spruce Power Holding Corporation
SPRUNYSEEQUITYCurrent
Beneficial Ownership Report
Structured filing — SCHEDULE 13D/A
primary_doc.xml
Amendment · This filing reports the amendment as submitted.
Subject company
- Company
- SPRUCE POWER HOLDING CORP
- Company CIK
- 0001772720
- Street
- 820 GESSNER ROAD
- Street (continued)
- SUITE 500
- City
- HOUSTON
- State / country code
- TX
- Postal code
- 77024
Statement details
- Amendment number
- 6
- Security class
- Common Stock, par value $0.0001 per share
- Event date
- 09/21/2026
- Previously filed indication
- false
Authorized notification person 1
- Name
- Warren G. Lichtenstein
- Phone
- 212-520-2300
- Street
- Steel Partners Holdings L.P.
- Street (continued)
- 590 Madison Avenue, 32nd Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10022
Reporting person 1
- Name
- STEEL PARTNERS HOLDINGS L.P.
- Reporting person CIK
- 0001452857
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- PN
- Source of funds code
- AF
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 2
- Name
- Steel Partners Holdings GP Inc.
- Reporting person CIK
- 0001537666
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- CO
- Source of funds code
- AF
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 3
- Name
- SPH Group LLC
- Reporting person CIK
- 0001522067
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- OO
- Source of funds code
- AF
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 4
- Name
- SPH Group Holdings LLC
- Reporting person CIK
- 0001522066
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- OO
- Source of funds code
- AF
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 5
- Name
- Steel Excel Inc.
- Reporting person CIK
- 0000709804
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- CO
- Source of funds code
- AF
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 6
- Name
- Steel Connect LLC
- Reporting person CIK
- 0000914712
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- OO
- Source of funds code
- AF
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 7
- Name
- SP Strategic Holdings LLC
- Reporting person CIK
- 0002099397
- No reporting person CIK indication
- N
- Citizenship / organization
- DE
- Reporting person type
- OO
- Source of funds code
- WC
- Legal proceedings indication
- N
- Aggregate amount owned
- 3,482,160.00
- Percent of class
- 18.1
- Sole voting power
- 0.00
- Shared voting power
- 3,482,160.00
- Sole dispositive power
- 0.00
- Shared dispositive power
- 3,482,160.00
- Aggregate excludes certain shares
- N
Reporting person 8
- Name
- HOWARD JACK L
- Reporting person CIK
- 0001144269
- No reporting person CIK indication
- N
- Citizenship / organization
- X1
- Reporting person type
- IN
- Source of funds code
- PF
- Legal proceedings indication
- N
- Aggregate amount owned
- 50,000.00
- Percent of class
- 0.3
- Sole voting power
- 50,000.00
- Shared voting power
- 0.00
- Sole dispositive power
- 50,000.00
- Shared dispositive power
- 0.00
- Aggregate excludes certain shares
- N
Item 1
Issuer
SPRUCE POWER HOLDING CORP
Security title
Common Stock, par value $0.0001 per share
Principal address
Item 3
Source of funds
Item 3 is hereby amended and restated to read as follows: The aggregate purchase price of the 3,482,160 Shares owned directly by SP Strategic Holdings is approximately $12,260,505, including brokerage commissions. Such Shares were acquired with SP Strategic Holdings' cash on hand. The aggregate purchase price of the 50,000 Shares owned directly by Mr. Howard is approximately $80,010, including brokerage commissions. Such Shares were acquired with Mr. Howard's personal funds.
Item 4
Purpose of transaction
On September 21, 2026, SP Strategic Holdings entered into a Stock Purchase Agreement (the "SPA") with Ja-Chin Audrey Lee pursuant to which SP Strategic Holdings agreed to purchase an aggregate of 52,780 Shares from Ms. Lee for total consideration of $107,671. The foregoing description of the SPA does not purport to be complete and is qualified in its entirety by reference to the full text of the SPA, which is attached hereto as Exhibit 99.1 and incorporated by reference herein.
Item 5
Transactions
Item 5(c) is hereby amended and restated to read as follows: None of the Reporting Persons have engaged in any transactions in the Shares since the filing of Amendment No. 5 except as set forth in Exhibit 1 hereto.
Percentage of class
Item 5(a) is hereby amended and restated to read as follows: The aggregate percentage of Shares reported owned by each person named herein is based upon 19,252,186 Shares outstanding, which is the total number of Shares outstanding as of August 10, 2026, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 13, 2026. As of the close of business on the date hereof, SP Strategic Holdings owned directly 3,482,160 Shares, constituting approximately 18.1% of the Shares outstanding. By virtue of their relationships with SP Strategic Holdings, each of Steel Holdings, SPHG, SPHG Holdings, Steel Holdings GP, Steel Excel and Steel Connect may be deemed to beneficially own the Shares owned directly by SP Strategic Holdings. As of the close of business on the date hereof, Mr. Howard owned directly 50,000 Shares, constituting less than 1% of the Shares outstanding.
Item 6
Contracts and arrangements
Reference is made to the SPA described in Item 4 above, which description is incorporated herein by reference.
Item 7
Filed exhibits
Item 7 is hereby amended to add the following exhibits: Exhibit 1 - Transactions in Securities of the Issuer Since the Filing of Amendment No. 5 Exhibit 99.1 - Stock Purchase Agreement, dated September 21, 2026, by and between SP Strategic Holdings LLC and Ja-Chin Audrey Lee
Signature 1
- Reporting person
- STEEL PARTNERS HOLDINGS L.P.
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary of Steel Partners Holdings GP Inc., its General Partner
- Date
- 09/23/2026
Signature 2
- Reporting person
- Steel Partners Holdings GP Inc.
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary
- Date
- 09/23/2026
Signature 3
- Reporting person
- SPH Group LLC
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary of Steel Partners Holdings GP Inc., its Managing Member
- Date
- 09/23/2026
Signature 4
- Reporting person
- SPH Group Holdings LLC
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary of Steel Partners Holdings GP Inc., its Manager
- Date
- 09/23/2026
Signature 5
- Reporting person
- Steel Excel Inc.
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary
- Date
- 09/23/2026
Signature 6
- Reporting person
- Steel Connect LLC
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary
- Date
- 09/23/2026
Signature 7
- Reporting person
- SP Strategic Holdings LLC
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, Secretary
- Date
- 09/23/2026
Signature 8
- Reporting person
- HOWARD JACK L
- Signed
- /s/ Maria Reda
- Title
- Maria Reda, attorney-in-fact for Jack L. Howard
- Date
- 09/23/2026
Filed exhibits
Company context
Current securities
Recent company filings
- 4 filingSep 21, 2026
- 3 filingSep 21, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 21, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 16, 2026
- 144 filingSep 8, 2026