Changes in Beneficial Ownership · 4
BRC Group Holdings, Inc.
RILYNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-06-16
- Issuer
- BRC Group Holdings, Inc.
- Issuer CIK
- 0001464790
- Trading symbol
- RILY
Reporting owner 1
- Name
- KELLEHER THOMAS J /ADV
- Reporting owner CIK
- 0000216309
- Relationship
- Officer
- Officer title
- Co-CEO
- Address
- C/O BRC GROUP HOLDINGS, INC., 11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES, CA, 90025
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | 2026-06-16 | G · Form 4 | 3,000[F1] | D | 0.00 | 899,288 | I | See note[F2] |
Table key
- G · Form 4
- Bona fide gift
- D
- Disposed
- I
- Indirect
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 70,541 | D | |
| Common Stock | 34,118 | I | See note[F3] |
| Common Stock | 5,600 | I | By wife[F4] |
| Common Stock | 3,405 | I | By daughter[F5] |
| Common Stock | 3,405 | I | By daughter[F6] |
| Common Stock | 3,405 | I | By daughter[F7] |
Table key
- D
- Direct
- I
- Indirect
Footnotes
- F1
- Represents a bona fide gift of 3,000 shares to a trust that is unaffiliated with the reporting person and the issuer. The reporting person received no consideration in connection with this gift.↩ 1
- F2
- Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.↩ 1
- F3
- Held by self-directed IRA: Thomas John Kelleher IRA.↩ 1
- F4
- Held with dispositive power for wife.↩ 1
- F5
- Held with dispositive power for a daughter.↩ 1
- F6
- Held with dispositive power for a daughter.↩ 1
- F7
- Held with dispositive power for a daughter.↩ 1
Signature 1
- Signed
- /s/ Thomas J. Kelleher
- Date
- 2026-06-24
Company context
BRC Group Holdings, Inc. (NASDAQ: RILY) is a diversified holding company with operations in financial services, communications, and retail, alongside investments in equity, debt, and venture capital. Our core financial services platform provides small-cap and middle-market companies with customized end-to-end solutions at every stage of the enterprise life cycle. Our investment banking business offers comprehensive services in capital markets, sales, trading, research, merchant banking, M&A, and restructuring. Our wealth management business provides financial planning services, including brokerage, investment management, insurance, and tax preparation. Our communications businesses provide consumer and business services including traditional, mobile, and cloud phone, internet and data, security, and email. Our consumer products and retail businesses provide mobile computing accessories and home furnishings. BRC Group deploys its capital inside and outside its core financial services platform to generate shareholder value through opportunistic investments. For more information, please visit www.brcgh.com.
Current securities
Recent company filings
- Entry into a Material Definitive Agreement · Completion of Acquisition or Disposition of Assets · Regulation FD DisclosureOct 1, 2026
- 25-NSE - filed by Nasdaq Stock Market LLC regarding BRC Group Holdings, Inc.Sep 28, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsAug 28, 2026
- 13F-HR filingAug 14, 2026
- SCHEDULE 13G/A - filed by BRC Group Holdings, Inc. regarding DoubleDown Interactive Co., Ltd.Aug 14, 2026