Changes in Beneficial Ownership · 4
STARWOOD PROPERTY TRUST, INC.
Changes in Beneficial Ownership
Structured filing — 4
form4.xml
Filing details
- Report period
- 2026-06-30
- Issuer
- STARWOOD PROPERTY TRUST, INC.
- Issuer CIK
- 0001465128
- Trading symbol
- STWD
Reporting owner 1
- Name
- STERNLICHT BARRY S
- Reporting owner CIK
- 0001034657
- Relationship
- Director · Officer
- Officer title
- CEO, Chairman of the Board
- Address
- C/O STARWOOD PROPERTY TRUST, INC., 2340 COLLINS AVENUE, MIAMI BEACH, FL, 33139
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | 2026-06-30 | M · Form 4 | 276,666 | A | [F1][F2] | 3,561,724 | I | By controlled entities[F3] |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- I
- Indirect
Non-derivative holdings
| Security | Amount owned | Ownership |
|---|---|---|
| Common Stock | 14,407,616 | D |
Table key
- D
- Direct
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F4] | 2026-06-30 | M · Form 4 | 276,666[F1][F2] | D | 0 | [F1][F2] | [F1][F2] | Common Stock | 276,666 | 1,450,004[F5] | I | By controlled entities[F3] |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Disposed
- I
- Indirect
Footnotes
- F1
- On June 30, 2026, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 276,666 shares of the issuer's common stock in connection with the vesting of (i) 108,333 of the restricted stock units originally granted to the Manager on March 4, 2024 (the "2024 RSUs"), (ii) 112,500 of the restricted stock units originally granted to the Manager on March 6, 2025 (the "2025 RSUs"), and (iii) 55,833 of the restricted stock units originally granted to the Manager on March 10, 2026 (the "2026 RSUs"), each as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan.↩ 1↩ 2↩ 3↩ 4
- F2
- The remaining 2024 RSUs, the remaining 2025 RSUs and the remaining 2026 RSUs will vest ratably in quarterly installments through December 31, 2026, December 31, 2027, and December 31, 2028, respectively, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.↩ 1↩ 2↩ 3↩ 4
- F3
- Represents securities held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP. Mr. Sternlicht disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.↩ 1↩ 2
- F4
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.↩ 1
- F5
- Represents the 1,300,000 2024 RSUs, the 1,350,000 2025 RSUs and the 670,000 2026 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.↩ 1
Signature 1
- Signed
- /s/ Barry S. Sternlicht
- Date
- 2026-07-02
Company context
Starwood Property Trust (NYSE: STWD), an affiliate of global private investment firm Starwood Capital Group, is a leading diversified finance company with a core focus on the real estate and infrastructure sectors. As of March 31, 2026, the Company has successfully deployed over $117 billion of capital since inception and manages a portfolio of over $31 billion across debt and equity investments. Starwood Property Trust’s investment objective is to generate attractive and stable returns for shareholders, primarily through dividends, by leveraging a premiere global organization to identify and execute on the best risk adjusted returning investments across its target assets.