Notice of Proposed Sale · 144
Aura Minerals Inc.
AUGONASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Aura Minerals Inc.
- Issuer CIK
- 0001468642
- SEC file number
- 001-42744
- Phone
- 1-305-239-9332
- Person for whose account securities are to be sold
- Kapitalo Sigma LLC
- Relationships to issuer
- May be deemed affiliate
- Street
- 3390 Mary St
- Street (continued)
- Suite 116
- City
- Coconut Grove
- State / country code
- FL
- Postal code
- 33133
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Brazilian depositary receipts | 1,259 | 38,108.62 | 83,789,223 | 09/22/2026 | B3 | Morgan Stanley | Institutional EquityDivision |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley | Institutional EquityDivision
- Street
- Avenida Brigadeiro Faria Lima 3600
- Street (continued)
- Faria Lima Square
- City
- SAO PAULO
- State / country code
- D5
- Postal code
- 4538132
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Brazilian depositary receipts | 07/11/2024 | Open Market Purchases | Shares were acquired in the open market trades | 1,259 | N | 07/15/2024 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 08/20/2026 | 27 | 775.39 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 08/24/2026 | 1 | 29.65 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 08/25/2026 | 10 | 299.58 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 08/26/2026 | 20 | 595.55 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 08/28/2026 | 54 | 1,500.30 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 09/02/2026 | 284 | 7,982.44 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 09/03/2026 | 880 | 25,804.74 |
| KAPITALO SIGMA LLC | Brazilian depositary receipts | 09/11/2026 | 164 | 4,795.88 |
Seller — prior-sale row 1, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 2, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 3, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 4, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 5, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 6, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 7, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Seller — prior-sale row 8, entry 1
- Name
- KAPITALO SIGMA LLC
- Street
- Avenida Brigadeiro Faria Lima 3144
- Street (continued)
- 11 floor
- City
- Sao Paulo
- State / country code
- D5
- Postal code
- 01451-000
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Brazilian Depositary Receipts are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer
Notice signature
- Notice date
- 09/22/2026
- Signed
- Joao Carlos T Pinho
Company context
We are an Americas gold and copper production company with a significant portfolio of mining operations. Our mission is to deliver long-term value by unlocking operational efficiencies, responsibly growing our portfolio with a focus on return on invested capital, responsible mining practices and a commitment to sustainability. We operate with a decentralized culture, supported by a lean corporate team that ensures agile and dynamic management and decision-making processes, focused on high operational sustainability compliance standards.