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BCS

Current Report · Items 3.01 · 8-K

SRX Global Inc

SRXHNYSE_AMERICANEQUITYCurrent

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On January 6, 2026, SRx Health Solutions, Inc. (the “Company”), received a notice from the NYSE American (“NYSE”), that NYSE has accepted the Company’s plan to regain compliance with Sections 1003(a)(i) and (ii) of the NYSE American Company Guide.…

Filed Jan 8, 2026Accepted Jan 8, 2026, 11:54 AM ESTCIK 1471727Accession 0001493152-26-000926
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Company context

Current securities

Historical securities (1)

Recent company filings

  1. Entry into a Material Definitive AgreementOct 7, 2026
  2. Regulation FD DisclosureOct 6, 2026
  3. Entry into a Material Definitive AgreementSep 9, 2026
  4. Entry into a Material Definitive AgreementSep 2, 2026
  5. Entry into a Material Definitive Agreement · Unregistered Sales of Equity SecuritiesAug 28, 2026

Registered securities in this filing

SRx Health Solutions, Inc. · 8-K · Filed 2026-01-08

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, $0.001 par value share

Symbol
SRXH
Exchange
NYSEAMER
Classification
COMMON
Status
Current
Filing context

Context: AsOf2026-01-06

Dimensions: Not supplied

Accession 000149315226000926 · 1 registered-security cover member

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Disclosure sections

Items 3.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 3.01Item 3.01 - Notice of Delisting
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On January 6, 2026, SRx Health Solutions, Inc. (the “Company”), received a notice from the NYSE American (“NYSE”), that NYSE has accepted the Company’s plan to regain compliance with Sections 1003(a)(i) and (ii) of the NYSE American Company Guide. As previously disclosed, NYSE notified the Company on October 14, 2025, that the Company had fallen below the NYSE’s continued listing standard requiring a listed company to have stockholders’ equity of $4 million or more if the listed company has reported losses from continuing operations and/or net losses in three of its four most recent fiscal years. With the NYSE’s acceptance of the Company’s plan to regain compliance, the Company’s listing is being continued pursuant to an extension with a targeted completion date of July 14, 2026 (the “Plan Period”). The Company will provide quarterly updates to the NYSE American during the Plan Period on its progress with the goals and initiatives outlined in the plan. In the notice letter, NYSE American also notified the Company that it was not in compliance with Section 1003(a)(i) of the Company Guide as it reported stockholders’ equity of ($45.9) million as of June 30, 2025, and had losses from continuing operations and/or net losses in three out of its four most recent fiscal years ended December 31, 2024. The Company intends to gain compliance with Section 1003(a)(i) during the Plan Period. On January 8, 2026, the Company issued a press release announcing the developments disclosed in this report. A copy of the press release is included as an Exhibit 99.1 to this report. Cautionary Note Regarding Forward-Looking Statements This Current Report on Form 8-K contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Management’s projections and expectations are subject to a number of risks and uncertainties that could cause actual performance to differ materially from that predicted or implied. Forward-looking statements may be identified by the use of words such as “expect,” “anticipate,” “believe,” “estimate,” “potential,” “should” or similar words intended to identify information that is not historical in nature. Forward-looking statements contained herein include, among others, statements concerning management’s expectations about future events and the Company’s operating plans and performance, including levels of consumer, business and economic confidence generally, the regulatory environment, litigation, sales, and the expected benefits of acquisitions, and such statements are based on the current beliefs and expectations of the Company’s management, as applicable, and are subject to known and unknown risks and uncertainties. There are a number of risks and uncertainties that could cause actual results to differ materially from those contemplated by the forward-looking statements. These statements speak only as of the date they are made, and the Company does not intend to update or otherwise revise the forward-looking information to reflect actual results of operations, changes in financial condition, changes in estimates, expectations or assumptions, changes in general economic or industry conditions or other circumstances arising and/or existing since the preparation of this Current Report on Form 8-K or to reflect the occurrence of any unanticipated events. For further information regarding the risks associated with the Company’s business, please refer to the Company’s filings with the Securities and Exchange Commission, including our Annual Report on Form 10-K for the most recent fiscal year end, Quarterly Reports on Form 10-Q and Current Reports on Form 8-K. Exhibits Description ─────────────────────────────────────────────────────────────────────────────────────── 99.1 Press Release, dated January 8, 2026. 104 Cover Page Interactive Data File (Embedded within the Inline XBRL document)
Filed exhibits (1)
EX-99.1 (by filename) ex99-1.htm

Exhibit 99.1 SRx Health Solutions Regains Compliance with NYSE NORTH PALM BEACH, FL - January 8, 2026 - SRx Health Solutions, Inc. (NYSE American: SRXH) (the “Company”) today announced that the NYSE American (“NYSE”) has accepted the Company’s plan to regain compliance with the continued listing standards in Sections 1003(a)(i) and (ii) of the NYSE American Company Guide. As previously disclosed, NYSE notified the Company on October 14, 2025 that the Company had fallen below the NYSE’s continued listing standard requiring a listed company to have stockholders’ equity of $4 million or more if the listed company has reported losses from continuing operations and/or net losses in three of its four most recent fiscal years. With the NYSE’s acceptance of the Company’s plan to regain compliance, the Company’s listing is being continued pursuant to an extension with a targeted completion date of July 14, 2026 (the “Plan Period”). The Company will provide quarterly updates to the NYSE American during the Plan Period on its progress with the goals and initiatives outlined in the plan. Forward-Looking Statements This press release contains forward-looking statements within the meaning o…

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