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BCS

Current Report · Items 3.01, 9.01 · 8-K

SRX Global Inc

SRXHNYSE_AMERICANEQUITYCurrent

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On July 15, 2026, SRX Global Inc. (the “ Company ”) received a notice from the NYSE American (“ NYSE ”) that NYSE has determined the Company is back in compliance with all of the NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide (the “ Company Guide ”).…

Filed Jul 16, 2026Accepted Jul 16, 2026, 10:42 AM EDTCIK 1471727Accession 0001493152-26-033473
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Company context

Current securities

Historical securities (1)

Recent company filings

  1. Entry into a Material Definitive AgreementOct 7, 2026
  2. Regulation FD DisclosureOct 6, 2026
  3. Entry into a Material Definitive AgreementSep 9, 2026
  4. Entry into a Material Definitive AgreementSep 2, 2026
  5. Entry into a Material Definitive Agreement · Unregistered Sales of Equity SecuritiesAug 28, 2026

Disclosure sections

Items 3.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 3.01Item 3.01 - Notice of Delisting
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On July 15, 2026, SRX Global Inc. (the “ Company ”) received a notice from the NYSE American (“ NYSE ”) that NYSE has determined the Company is back in compliance with all of the NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide (the “ Company Guide ”). Specifically, the Company has resolved the continued listing deficiency with respect to Section 1003(a)(i) and (ii) of the Company Guide referenced in NYSE’s letter dated October 14, 2025, which letter is the subject of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission (“ SEC ) on October 17, 2025. Cautionary Note Regarding Forward-Looking Statements This Current Report on Form 8-K contains statements that constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Management’s projections and expectations are subject to a number of risks and uncertainties that could cause actual performance to differ materially from that predicted or implied. Forward-looking statements may be identified by the use of words such as “expect,” “anticipate,” “believe,” “estimate,” “potential,” “should” or similar words intended to identify information that is not historical in nature. Forward-looking statements contained herein include, among others, statements concerning management’s expectations about future events and the Company’s operating plans and performance, including levels of consumer, business and economic confidence generally, the regulatory environment, litigation, sales, and the expected benefits of acquisitions, and such statements are based on the current beliefs and expectations of the Company’s management, as applicable, and are subject to known and unknown risks and uncertainties. There are a number of risks and uncertainties that could cause actual results to differ materially from those contemplated by the forward-looking statements. These statements speak only as of the date they are made, and the Company does not intend to update or otherwise revise the forward-looking information to reflect actual results of operations, changes in financial condition, changes in estimates, expectations or assumptions, changes in general economic or industry conditions or other circumstances arising and/or existing since the preparation of this Current Report on Form 8-K or to reflect the occurrence of any unanticipated events. For further information regarding the risks associated with the Company’s business, please refer to the Company’s filings with the Securities and Exchange Commission, including our Annual Report on Form 10-K for the most recent fiscal year end, Quarterly Reports on Form 10-Q and Current Reports on Form 8-K.
Filed exhibits (1)
EX-99.1 (by filename) ex99-1.htm

EX-99.1 2 ex99-1.htm EX-99.1 Exhibit 99.1 SRX Global Regains Full Compliance with NYSE American Listing Standards Company Resolves Section 1003(a)(i) and (ii) Deficiencies; Compliance Indicator to Be Removed NORTH PALM BEACH, Fla., July 16, 2026 - SRX Global Inc. (NYSE American: SRXH) (the “Company”, or “SRX”), an AI-enabled platform dedicated to generating returns across high-conviction operating companies and assets, today announced that it has received a written notification from NYSE Regulation confirming that the Company is back in compliance with all NYSE American LLC continued listing standards set forth in Part 10 of the NYSE American Company Guide. In a letter dated July 15, 2026, NYSE Regulation informed the Company that it has resolved the continued listing deficiency with respect to Section 1003(a)(i) and (ii) of the Company Guide, which had been referenced in the Exchange’s letter dated October 14, 2025. As a result, the Company’s compliance indicator (“.BC”) will no longer be disseminated, and SRX Global will be removed from the list of NYSE American noncompliant issuers on the Exchange’s website. About SRX Global SRX Global (SRXH) is an AI-driven platform f…

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