Notice of Proposed Sale · 144
Astera Labs, Inc.
ALABNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Astera Labs, Inc.
- Issuer CIK
- 0001736297
- SEC file number
- 001-41979
- Phone
- 408-242-7319
- Person for whose account securities are to be sold
- Dyckerhoff Stefan A
- Relationships to issuer
- Affiliate
- Street
- 2345 NORTH FIRST STREET
- City
- SAN JOSE
- State / country code
- CA
- Postal code
- 95131
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 12,499 | 3,897,584.00 | 171,410,000 | 08/06/2026 | NASDAQ | Stifel Nicolaus & Company Inc |
Broker / market maker — proposed row 1, entry 1
- Name
- Stifel Nicolaus & Company Inc
- Street
- 501 N Broadway
- City
- St Louis
- State / country code
- MO
- Postal code
- 63102
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/15/2024 | Pro-rata distribution from Venture Fund | Sutter Hill Ventures A CA LP which acquired the shares from the Issuer in a private placement | 2,919 | N | 11/23/2021 | Cash |
| Common | 08/29/2024 | Pro-rata distribution from Venture Fund | Sutter Hill Ventures A CA LP which acquired the shares from the Issuer in a private placement | 5,414 | N | 02/07/2020 | Cash |
| Common | 02/07/2020 | Private Placement | Issuer | 3,505 | N | 02/07/2020 | Cash |
| Common | 05/17/2022 | Private Placement | Issuer | 661 | N | 05/17/2022 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Stefan A Dyckerhoff | Common | 07/01/2026 | 12,499 | 5,624,555.00 |
| Stefan A Dyckerhoff | Common | 06/03/2026 | 12,499 | 4,553,995.00 |
Seller — prior-sale row 1, entry 1
- Name
- Stefan A Dyckerhoff
- Street
- 755 Page Mill Rd Ste A200
- City
- Palo Alto
- State / country code
- CA
- Postal code
- 94304
Seller — prior-sale row 2, entry 1
- Name
- Stefan A Dyckerhoff
- Street
- 755 Page Mill Rd Ste A200
- City
- Palo Alto
- State / country code
- CA
- Postal code
- 94304
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Of the shares covered by this Form 144: an aggregate of 8,333 shares were sold by a trust of which Mr. Dyckerhoff is a trustee; 3,505 shares were sold by an individual retirement account for Mr. Dyckerhoff; and 661 shares were sold by a limited partnership of which Mr. Dyckerhoff's trust is the trustee of a trust which is the general partner.
Notice signature
- Notice date
- 08/06/2026
- Signed
- Kanwalpreet S Kalra under POA
- Plan adoption dates
- 12/01/2025