Notice of Proposed Sale · 144
PennyMac Mortgage Investment Trust
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PennyMac Mortgage Investment Trust
- Issuer CIK
- 0001464423
- SEC file number
- 001-34416
- Phone
- (818) 224-7442
- Person for whose account securities are to be sold
- Hendry Gregory L
- Relationships to issuer
- Officer
- Street
- 3043 TOWNSGATE ROAD
- City
- WESTLAKE VILLAGE
- State / country code
- CA
- Postal code
- 91361
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 2,444 | 19,209.84 | 87,202,362 | 10/01/2026 | NYSE | Merrill Lynch |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill Lynch
- Street
- 225 Liberty Street
- Street (continued)
- Floor 37
- City
- New York
- State / country code
- NY
- Postal code
- 10281
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 05/15/2014 | Vesting of restricted stock unit awards | PennyMac Mortgage Investment Trust | 399 | N | 05/15/2014 | Granted as part of issuer equity compensation plan |
| Common Stock | 03/08/2015 | Vesting of restricted stock unit awards | PennyMac Mortgage Investment Trust | 500 | N | 03/08/2015 | Granted as part of issuer equity compensation plan |
| Common Stock | 03/14/2015 | Vesting of restricted stock unit awards | PennyMac Mortgage Investment Trust | 250 | N | 03/14/2015 | Granted as part of issuer equity compensation plan |
| Common Stock | 06/03/2015 | Vesting of restricted stock unit awards | PennyMac Mortgage Investment Trust | 1,225 | N | 06/03/2015 | Granted as part of issuer equity compensation plan |
| Common Stock | 02/24/2016 | Vesting of restricted stock unit awards | PennyMac Mortgage Investment Trust | 70 | N | 02/24/2016 | Granted as part of issuer equity compensation plan |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Gregory Hendry | Common Stock | 08/03/2026 | 2,444 | 22,900.28 |
| Gregory Hendry | Common Stock | 09/01/2026 | 2,444 | 22,655.88 |
Seller — prior-sale row 1, entry 1
- Name
- Gregory Hendry
- Street
- 3043 TOWNSGATE ROAD
- City
- WESTLAKE VILLAGE
- State / country code
- CA
- Postal code
- 91361
Seller — prior-sale row 2, entry 1
- Name
- Gregory Hendry
- Street
- 3043 TOWNSGATE ROAD
- City
- WESTLAKE VILLAGE
- State / country code
- CA
- Postal code
- 91361
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 10/01/2026
- Signed
- Gregory Hendry
- Plan adoption dates
- 03/19/2026
Company context
PennyMac Mortgage Investment Trust is a mortgage real estate investment trust (REIT) that invests primarily in residential mortgage loans and mortgage-related assets. PMT is externally managed by PNMAC Capital Management, LLC, a wholly-owned subsidiary of PennyMac Financial Services, Inc. (NYSE: PFSI). Additional information about PennyMac Mortgage Investment Trust is available at pmt.pennymac.com.
Current securities
Recent company filings
- 10-Q filingAug 4, 2026
- Results of Operations and Financial ConditionJul 29, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Submission of Matters to a Vote of Security HoldersJun 16, 2026
- 10-Q filingMay 5, 2026
- Results of Operations and Financial ConditionMay 5, 2026