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BCS

Current Report · Items 1.01, 9.01 · 8-K

Horizon Technology Finance Corporation

HRZNNASDAQEQUITYCurrent

Entry into a Material Definitive Agreement

Section 1 Registrant's Business and Operations ───────────────────────────────────────────────────────────── Item 1.01 Entry into a Material Definitive Agreement On September 2, 2026 (the “2026 Amendment Date”), Horizon Funding II, LLC (the “Issuer”), a Delaware limited liability company and wholly owned subsidiary of Horizon Technology Finance Corporation (the “Company”), executed that certain Se…

Filed Sep 9, 2026Accepted Sep 9, 2026, 4:05 PM EDTCIK 1487428Accession 0001437749-26-029978
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Company context

Horizon Technology Finance Corporation (NASDAQ: HRZN) is a leading specialty finance company that provides secured loans to venture capital-backed companies in the technology, life-science, healthcare information & services, and sustainability industries. Horizon is externally managed by Horizon Technology Finance Management LLC, an affiliate of Monroe Capital LLC.

Current securities

Historical securities (2)

Recent company filings

  1. 40-17G filingSep 4, 2026
  2. Other EventsAug 4, 2026
  3. 10-Q filingAug 4, 2026
  4. Results of Operations and Financial ConditionAug 4, 2026
  5. Submission of Matters to a Vote of Security HoldersJun 26, 2026

Registered securities in this filing

HORIZON TECHNOLOGY FINANCE CORPORATION · 8-K · Filed 2026-09-09

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock

Symbol
HRZN
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: d20268K_StatementClassOfStockAxis_CommonStock

Dimensions: us-gaap:StatementClassOfStockAxis

6.25% Notes due 2027

Symbol
HTFC
Exchange
NYSE
Classification
DEBT
Status
Current
Filing context

Context: d20268K_StatementClassOfStockAxis_625NotesDue2027

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000143774926029978 · 2 registered-security cover members

Read the exact SEC filing ↗

Disclosure sections

Items 1.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Section 1 Registrant's Business and Operations ───────────────────────────────────────────────────────────── Item 1.01 Entry into a Material Definitive Agreement On September 2, 2026 (the “2026 Amendment Date”), Horizon Funding II, LLC (the “Issuer”), a Delaware limited liability company and wholly owned subsidiary of Horizon Technology Finance Corporation (the “Company”), executed that certain Second Supplemental Indenture by and among the Issuer and U.S. Bank Trust Company, National Association (the “Trustee”) (the “Second Supplemental Indenture”), which amended that certain Indenture by and among the Issuer, the Trustee and U.S. Bank National Association (“U.S. Bank”), dated as of June 21, 2024, as previously amended by the First Supplemental Indenture, dated as of May 23, 2025 (the “Indenture”). The Second Supplemental Indenture extended the “Legal Final Payment Date” to December 10, 2035. Concurrently, the Issuer entered into that certain Second Amended and Restated Note Funding Agreement by and among the Issuer and the initial purchasers (the “Second A&R Note Funding Agreement”), which amended and restated in its entirety the Amended and Restated Note Funding Agreement, dated as of May 23, 2025. In addition, on September 2, 2026, the Company entered into that certain Amendment No. 2 to Sale and Servicing Agreement by and among the Issuer, the Company, the Trustee and U.S. Bank (the “Amendment No. 2”), which further amended that certain Sale and Servicing Agreement by and among the Issuer, the Company, the Trustee and U.S. Bank, dated as of June 21, 2024, as previously amended by Amendment No. 1 to the Sale and Servicing Agreement (the “Sale and Servicing Agreement”). The description of the documentation related to the Second A&R Note Funding Agreement, the Amendment No. 2 and the Second Supplemental Indenture contained in this Current Report on Form 8-K is only a summary of the material terms of the Second A&R Note Funding Agreement, the Amendment No. 2 and the Second Supplemental Indenture and is qualified in its entirety by the terms of the Second A&R Note Funding Agreement, the Amendment No. 2 and the Second Supplemental Indenture filed as exhibits hereto, which is incorporated herein by reference.

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