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BCS

Current Report · Items 5.07 · 8-K

RBB Bancorp

RBBNASDAQEQUITYCurrent

Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 21, 2026, RBB Bancorp (the “Company”) held its 2026 Annual Meeting of Shareholders (the “Annual Meeting”). At the Annual Meeting, the shareholders of the Company: Elected Robert M. Franko, Christina Kao, Dr. James Kao, Johnny Lee, Joyce Wong Lee, David R.…

Filed May 22, 2026Accepted May 22, 2026, 1:02 PM EDTCIK 1499422Accession 0001437749-26-018208
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Company context

Current securities

Recent company filings

  1. 10-Q filingNov 6, 2026
  2. Results of Operations and Financial Condition · Regulation FD Disclosure · Other EventsOct 19, 2026
  3. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 8, 2026
  4. 10-Q filingAug 7, 2026
  5. SCHEDULE 13G/A - filed by FJ Capital Management LLC regarding RBB BancorpAug 6, 2026

Registered securities in this filing

RBB BANCORP · 8-K · Filed 2026-05-22

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock

Symbol
RBB
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: d20268K

Dimensions: Not supplied

Accession 000143774926018208 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 5.07

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders. On May 21, 2026, RBB Bancorp (the “Company”) held its 2026 Annual Meeting of Shareholders (the “Annual Meeting”). At the Annual Meeting, the shareholders of the Company: Elected Robert M. Franko, Christina Kao, Dr. James Kao, Johnny Lee, Joyce Wong Lee, David R. Morris, Geraldine Pannu, Scott Polakoff, and Frank Wong to the board of directors of the Company (the “Board”); Approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers; and Ratified the appointment of Crowe LLP as the Company’s independent auditor for the fiscal year ending December 31, 2026. ──────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────── On March 24, 2026, the record date for the Annual Meeting, there were 17,074,159 shares of Company common stock issued, outstanding and entitled to vote. Shareholders holding 11,882,478 shares of Company common stock participated in the Annual Meeting, in person, by webcast, telephonically or by proxy. The results of the matters voted upon at the 2026 Annual Meeting were as follows: Proposal 1: Nine (9) nominees were elected to the Board with the following vote counts: FOR WITHHELD BROKER NON-VOTES ──────────────────────────────────────────────────────────────────────── Robert M. Franko 10,155,280 35,162 1,692,036 Christina Kao 10,061,397 129,045 1,692,036 Dr. James W. Kao 10,165,335 25,107 1,692,036 Johnny Lee 10,178,177 12,265 1,692,036 Joyce Wong Lee 10,166,257 24,185 1,692,036 David R. Morris 9,455,919 734,523 1,692,036 Geraldine Pannu 10,147,941 42,501 1,692,036 Scott Polakoff 9,294,784 895,658 1,692,036 Frank Wong 10,155,109 35,333 1,692,036 Proposal 2: The compensation of the Company’s named executive officers was approved, on a non-binding advisory basis, having received the following votes: FOR AGAINST ABSTAIN BROKER NON-VOTES ───────────────────────────────────────────────────────────── 9,961,044 227,006 2,392 1,692,036 Proposal 3: The appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 was ratified, having received the following votes: FOR AGAINST ABSTAIN ──────────────────────────────────────── 11,881,286 179 1,013

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