Changes in Beneficial Ownership · 4
RBB Bancorp
RBBNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
rdgdoc.xml
Filing details
- Report period
- 2026-07-20
- Issuer
- RBB Bancorp
- Issuer CIK
- 0001499422
- Trading symbol
- RBB
Reporting owner 1
- Name
- LEE JOHNNY C
- Reporting owner CIK
- 0001185980
- Relationship
- Director · Officer
- Officer title
- President/CEO
- Address
- 1055 WILSHIRE BLVD, SUITE 1200, LOS ANGELES, CA, 90017
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | 2026-07-20 | M · Form 4 | 5,500 | A | 0 | 20,169 | D |
| Common Stock, No Par Value | 2026-07-20 | F · Form 4 | 1,974 | D | 26.74 | 18,195 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
- F · Form 4
- Securities delivered or withheld for exercise price or tax liability under Rule 16b-3
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F10] | 2026-07-20 | M · Form 4 | 5,500 | D | 0 | [F1] | [F2] | Common Stock | 5,500 | 0 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Derivative holdings
| Security | Conversion / exercise price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Amount owned | Ownership |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F10] | [F3] | [F2] | Common Stock | 1,098 | 1,098 | D |
| Restricted Stock Units | [F10] | [F4] | [F2] | Common Stock | 2,740 | 2,740 | D |
| Performance Stock Units | [F11] | [F5] | [F2] | Common Stock | 12,332 | 12,332 | D |
| Restricted Stock Units | [F10] | [F6] | [F2] | Common Stock | 8,712 | 8,712 | D |
| Performance Stock Units | [F11] | [F7] | [F2] | Common Stock | 19,602 | 19,602 | D |
| Performance Stock Units | [F11] | [F8] | [F2] | Common Stock | 14,683 | 14,683 | D |
| Restricted Stock Units | [F10] | [F9] | [F2] | Common Stock | 9,789 | 9,789 | D |
Table key
- D
- Direct
Footnotes
- F1
- These remaining restricted stock units vest on 07/20/2026.↩ 1
- F3
- These remaining restricted stock units vest on 02/21/2027.↩ 1
- F4
- These remaining stock units vest on 03/20/2027.↩ 1
- F5
- These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.↩ 1
- F6
- These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.↩ 1
- F7
- Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.↩ 1
- F8
- Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.↩ 1
- F9
- These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.↩ 1
Remarks
Shares issued for vesting of 7/20/2023 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.
Signature 1
- Signed
- /s/ Johnny Lee
- Date
- 2026-07-22
Recent company filings
- Results of Operations and Financial Condition · Regulation FD Disclosure · Other EventsOct 19, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 8, 2026
- 10-Q filingAug 7, 2026
- SCHEDULE 13G/A - filed by FJ Capital Management LLC regarding RBB BancorpAug 6, 2026
- Results of Operations and Financial Condition · Regulation FD Disclosure · Other EventsJul 20, 2026