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BCS

Changes in Beneficial Ownership · 4

RBB Bancorp

RBBNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Jul 22, 2026Accepted Jul 22, 2026, 5:34 PM EDTFiling CIK 1499422Accession 0001437749-26-024199
Share

Structured filing — 4

rdgdoc.xml

Open full document ↗

Filing details

Report period
2026-07-20
Issuer
RBB Bancorp
Issuer CIK
0001499422
Trading symbol
RBB

Reporting owner 1

Name
LEE JOHNNY C
Reporting owner CIK
0001185980
Relationship
Director · Officer
Officer title
President/CEO
Address
1055 WILSHIRE BLVD, SUITE 1200, LOS ANGELES, CA, 90017

Non-derivative transactions

Non-derivative transactions · 2 reported rows
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock, No Par Value2026-07-20M · Form 45,500A020,169D
Common Stock, No Par Value2026-07-20F · Form 41,974D26.7418,195D
Table key
M · Form 4
Exempt derivative exercise or conversion under Rule 16b-3
A
Acquired
D
Direct
F · Form 4
Securities delivered or withheld for exercise price or tax liability under Rule 16b-3

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Restricted Stock Units[F10]2026-07-20M · Form 45,500D0[F1][F2]Common Stock5,5000D
Table key
M · Form 4
Exempt derivative exercise or conversion under Rule 16b-3
D
Direct

Derivative holdings

Derivative holdings · 7 reported rows
SecurityConversion / exercise price (USD)ExercisableExpiresUnderlying securityUnderlying sharesAmount ownedOwnership
Restricted Stock Units[F10][F3][F2]Common Stock1,0981,098D
Restricted Stock Units[F10][F4][F2]Common Stock2,7402,740D
Performance Stock Units[F11][F5][F2]Common Stock12,33212,332D
Restricted Stock Units[F10][F6][F2]Common Stock8,7128,712D
Performance Stock Units[F11][F7][F2]Common Stock19,60219,602D
Performance Stock Units[F11][F8][F2]Common Stock14,68314,683D
Restricted Stock Units[F10][F9][F2]Common Stock9,7899,789D
Table key
D
Direct

Footnotes

F1
These remaining restricted stock units vest on 07/20/2026.↩ 1
F2
There will be no expiration date once restricted stock units vest.↩ 1↩ 2↩ 3↩ 4↩ 5↩ 6↩ 7↩ 8
F3
These remaining restricted stock units vest on 02/21/2027.↩ 1
F4
These remaining stock units vest on 03/20/2027.↩ 1
F5
These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.↩ 1
F6
These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.↩ 1
F7
Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.↩ 1
F8
Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals to occur after December 31, 2028, and before March 14, 2029, and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the certification by the Board of Directors subject to the Reporting Person's satisfaction of the employment condition.↩ 1
F9
These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.↩ 1
F10
Restricted stock units convert into common stock on a one-for-one basis.↩ 1↩ 2↩ 3↩ 4↩ 5
F11
Performance Stock Units (PSUs) convert into common stock on a one-for-one basis ranging from 0 shares to shares equal to a number of 150% of the target number of PSUs granted.↩ 1↩ 2↩ 3

Remarks

Shares issued for vesting of 7/20/2023 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.

Signature 1

Signed
/s/ Johnny Lee
Date
2026-07-22

Company context

Current securities

Recent company filings

  1. Results of Operations and Financial Condition · Regulation FD Disclosure · Other EventsOct 19, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 8, 2026
  3. 10-Q filingAug 7, 2026
  4. SCHEDULE 13G/A - filed by FJ Capital Management LLC regarding RBB BancorpAug 6, 2026
  5. Results of Operations and Financial Condition · Regulation FD Disclosure · Other EventsJul 20, 2026

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