Notice of Proposed Sale · 144
Noah Holdings Limited
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Noah Holdings Limited
- Issuer CIK
- 0001499543
- SEC file number
- 001-34936
- Phone
- 86-21-8035-8292
- Person for whose account securities are to be sold
- May Yihong Wu
- Relationships to issuer
- Director
- Street
- 333 North Bridge Road, #05-11Odeon 333
- City
- Singapore
- State / country code
- U0
- Postal code
- 188721
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| ADS (1ADS represents 5 ordinary shares) | 16,000 | 131,360.00 | 68,645,763 | 09/24/2026 | NYSE | Futu Securities International (Hong Kong) Ltd. |
Broker / market maker — proposed row 1, entry 1
- Name
- Futu Securities International (Hong Kong) Ltd.
- Street
- 34/F, United Centre
- Street (continued)
- 95 Queensway
- City
- Admiralty
- State / country code
- K3
- Postal code
- 000000
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Ordinary Shares represented by ADS | 11/16/2019 | Stock option exercised and restricted shares grants vested under Share Incentive Plan of Noah Holdings Limited | Noah Holdings Limited | 4,000 | N | 11/16/2019 | No consideration |
| Ordinary Shares represented by ADS | 11/16/2020 | Stock option exercised and restricted shares grants vested under Share Incentive Plan of Noah Holdings Limited | Noah Holdings Limited | 12,000 | N | 11/16/2020 | No consideration |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 09/23/2026
- Signed
- /s/ May Yihong Wu