Results of Operations and Financial Condition · Other Events
Item 2.02 Results of Operations and Financial Condition. On October 5, 2026, NeuroOne Medical Technologies Corporation (the “Company”) issued a press release announcing certain preliminary, unaudited financial results for the fiscal quarter and year ended September 30, 2026.…
Filed Oct 5, 2026Accepted Oct 5, 2026, 9:20 AM EDTCIK 1500198Accession 0001213900-26-106677
NeuroOne Medical Technologies Corporation is a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders. NeuroOne markets a minimally invasive and high-definition/high-precision electrode technology platform with four FDA-cleared product families: Evo® Cortical Electrodes, Evo® sEEG Electrodes, OneRF® Ablation System (for brain), and OneRF® Trigeminal Nerve Ablation System. These solutions offer the potential to reduce the number of hospitalizations and surgical procedures, lower costs, and improve patient outcomes by offering diagnostic and therapeutic functions. The Company is engaged in research and development for drug delivery, basivertebral nerve ablation and spinal cord stimulation programs. For more information, visit nmtc1.com.
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Item 2.02Item 2.02 - Results of Operations
Item 2.02 Results of Operations and Financial Condition.
On October 5, 2026, NeuroOne Medical Technologies
Corporation (the “Company”) issued a press release announcing certain preliminary, unaudited financial results for the fiscal
quarter and year ended September 30, 2026. A copy of this press release is furnished herewith as Exhibit 99.1 to this Current Report on
Form 8-K (this “Current Report”) and is incorporated herein by reference.
In accordance with General Instruction B.2 of Form 8-K, the information
in this Item 2.02 and Exhibit 99.1 of this Current Report on Form 8-K is being furnished and shall not be deemed
to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to
the liabilities of that Section. Furthermore, such information, including Exhibit 99.1 attached hereto, shall not be deemed to be incorporated
by reference in any filing under the Securities Act of 1933, as amended, except as expressly stated by specific reference in such a filing.
Item 8.01Item 8.01 - Other Events
Item 8.01 Other Events
Preliminary Results
On October 5, 2026, the Company reported the
following preliminary, unaudited fiscal year 2026 financial and operational results:
Achieved annual total revenue of approximately $10.5 million for the year ended September 30, 2026.
Achieved quarterly revenue of approximately $3.8 million for the quarter ended September 30, 2026.
Purchase Order
On October 5, 2026, the Company reported
receipt during September 2026 of a purchase order for $4.5 million. Approximately $1.0 million of
the order shipped by September 30, 2026, with shipments of the remaining $3.6 million expected to begin during the first quarter of fiscal
2027 and into the second quarter of fiscal 2027, subject to manufacturing and delivery schedules.
Item 9.01 Financial Statements and
Exhibits.
(d) Exhibits
Exhibit No. Description
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99.1 Press Release, dated October 5, 2026
104 Cover Page Interactive Data File (embedded with Inline XBRL document).
Forward-Looking Statements
This Current Report on Form 8-K contains forward-looking statements
within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this Current Report on Form 8-K that do not
relate to matters of historical fact should be considered forward-looking statements, including, without limitation, statements regarding
the Company’s revenue results, financial outlook, product demand, commitments or opportunities, and growth expectations or targets,
as well as statements that include the words “expect,” “intend,” “plan”, “believe”, “project”,
“forecast”, “estimate,” “may,” “should,” “anticipate” and similar statements
of a future or forward looking nature. These forward-looking statements are based on management’s current expectations. The preliminary,
estimated financial results for the annual fiscal year contained in this Current Report on Form 8-K are subject to the
completion of management’s and the audit committee’s final reviews and our other financial closing procedures and are therefore
subject to change. You should not place undue reliance on such preliminary information and estimates because they may prove to be materially
inaccurate. The preliminary information and estimates have not been compiled or examined by our independent auditors and they are subject
to revision as we prepare our financial statements as of and for the fiscal year ended September 30, 2026, including all disclosures
required by U.S. generally accepted accounting principles. While we believe that such preliminary information and estimates are based
on reasonable assumptions, actual results may vary, and such variations may be material. Our actual future results may be materially
different from what we expect due to factors largely outside our control, including risks related to whether the Company will continue
to maintain compliance with all Nasdaq continued listing requirements, risks that our strategic partnerships may not facilitate the commercialization
or market acceptance of our technology; whether due to supply chain disruptions, labor shortages or otherwise; risks that our
technology will not perform as expected based on results of our pre-clinical and clinical trials; risks related to uncertainties
associated with the Company’s capital requirements to achieve its business objectives and ability to raise additional funds: the
risk that we may not be able to secure or retain coverage or adequate reimbursement for our technology; uncertainties inherent in
the development process of our technology; risks related to changes in regulatory requirements or decisions of regulatory authorities;
that we may not have accurately estimated the size and growth potential of the markets for our technology; risks relate to clinical
trial patient enrollment and the results of clinical trials; that we may be unable to protect our intellectual property rights;
and other risks, uncertainties and assumptions, including those described under the heading “Risk Factors” in our filings
with the Securities and Exchange Commission. These forward - looking statements speak only as of the date of this press release and
NeuroOne undertakes no obligation to revise or update any forward - looking statements for any reason, even if new information becomes
available in the future.. These forward-looking statements should not be relied upon as representing the Company’s views as of any
date subsequent to the date of this Current Report on Form 8-K.
Filed exhibits (1)
EX-99.1 (by filename) ea030757701ex99-1.htm
Exhibit 99.1
NeuroOne
Reports Preliminary Fiscal Q4 Product Revenue Growth of 38.4%; Secures Record $4.5 Million Purchase Order
Preliminary
Fiscal Q4 2026 Product Revenue of $3.8 Million
Preliminary
Full-Year Product Revenue Up 15.6% to $10.5 Million, at the Top of Guidance Range
EDEN
PRAIRIE, Minn. - October 5, 2026 - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (“NeuroOne” or
the “Company”), a medical technology company dedicated to transforming the surgical diagnosis and treatment of neurological
disorders, today announced preliminary, unaudited product revenue for its fourth fiscal quarter and full fiscal year ended September
30, 2026, and provided an update on recent product orders.
NeuroOne
expects to report fourth quarter fiscal 2026 product revenue of approximately $3.8 million, representing year-over-year growth of 38.4%,
compared to approximately $2.7 million in the fourth quarter of fiscal 2025. For the full fiscal year 2026, the Company expects to report
revenue of approximately $10.5 million, representing 15.6% year-over-year growth and landing at the top of its previously announced revenue
guidance range of $9.2 million to $10.5 million.
In
September…