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Home/The Filing Wire/RiverNorth Opportunities Fund, Inc./ 3

Initial Beneficial Ownership · 3

RiverNorth Opportunities Fund, Inc.

RIVNYSEEQUITYCurrent

Initial Beneficial Ownership

Filed Sep 21, 2026Accepted Sep 21, 2026, 5:25 PM EDTFiling CIK 1501072Accession 0000314984-26-000044
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Structured filing — 3

primary_doc.xml

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Filing details

Report period
2026-09-18
Issuer
RIVERNORTH OPPORTUNITIES FUND, INC.
Issuer CIK
0001501072
Trading symbol
RIV

Reporting owner 1

Name
THRIVENT FINANCIAL FOR LUTHERANS
Reporting owner CIK
0000314984
Relationship
10% owner
Address
901 MARQUETTE AVENUE, SUITE 2500, MINNEAPOLIS, MN, 55402-3211

Non-derivative holdings

Non-derivative holdings · 1 reported row
SecurityAmount ownedOwnership
Mandatory Redeemable Preferred Shares, Series B740,000D
Table key
D
Direct

Signature 1

Signed
/s/ David S. Royal
Date
2026-09-21

Company context

Current securities

RIVNYSE · EQUITY · CurrentRIV PRANYSE · PREFERRED · Current

Recent company filings

  1. SCHEDULE 13G - filed by ALLIANCEBERNSTEIN L.P. regarding RIVERNORTH OPPORTUNITIES FUND, INC.Oct 9, 2026
  2. SCHEDULE 13G - filed by Equitable Holdings, Inc. regarding RIVERNORTH OPPORTUNITIES FUND, INC.Oct 9, 2026
  3. 4 filingOct 5, 2026
  4. D filingOct 2, 2026
  5. 497AD filingSep 25, 2026

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