Beneficial Ownership Report · SCHEDULE 13G
RiverNorth Opportunities Fund, Inc.
RIVNYSEEQUITYCurrent
Beneficial Ownership Report
Structured filing — SCHEDULE 13G
primary_doc.xml
Subject company
- Company
- RIVERNORTH OPPORTUNITIES FUND, INC.
- Company CIK
- 0001501072
- Street
- 360 S. ROSEMARY AVE.
- Street (continued)
- SUITE 1420
- City
- WEST PALM BEACH
- State / country code
- FL
- Postal code
- 33401
Statement details
- Security class
- Series B Mandatory Redeemable Preferred Shares
- Event date
- 09/30/2026
- Rule designation
- Rule 13d-1(b)
Reporting person 1
- Name
- ALLIANCEBERNSTEIN L.P.
- Citizenship / organization
- DE
- Reporting person type
- IA
- Aggregate amount owned
- 656,000.00
- Percent of class
- 22.0
- Sole voting power
- 656,000.00
- Shared voting power
- 0.00
- Sole dispositive power
- 656,000.00
- Shared dispositive power
- 0.00
Item 1
Issuer
RIVERNORTH OPPORTUNITIES FUND, INC.
Principal executive office address
360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FLORIDA, 33401.
Item 2
Citizenship
Delaware
Filing person
ALLIANCEBERNSTEIN L.P.
Principal business or residence address
501 COMMERCE STREET, NASHVILLE, TN, 37203
Item 3
Not applicable indication
N
Type of filing person
IA
Item 4
Percent of class
22% based upon 3,000,000 Series B Shares outstanding as of September 30, 2026.
Amount beneficially owned
656,000
Sole voting power
656,000
Shared voting power
0
Sole dispositive power
656,000
Shared dispositive power
0
Item 5
Not applicable indication
Y
Ownership of 5% or less
N
Item 6
Not applicable indication
Y
Item 7
Not applicable indication
Y
Item 8
Not applicable indication
Y
Item 9
Not applicable indication
Y
Item 10
Not applicable indication
N
Certifications
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
Signature 1
- Reporting person
- ALLIANCEBERNSTEIN L.P.
- Signed
- Marcus Edwards
- Title
- ASSISTANT VICE PRESIDENT/COMPLIANCE MANAGER
- Date
- 10/09/2026