Changes in Beneficial Ownership · 4
RiverNorth Opportunities Fund, Inc.
RIVNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
fp0101266-3_4.xml
Filing details
- Report period
- 2026-09-24
- Issuer
- RIVERNORTH OPPORTUNITIES FUND, INC.
- Issuer CIK
- 0001501072
- Trading symbol
- RIV
Reporting owner 1
- Name
- Swanson David
- Reporting owner CIK
- 0001298613
- Relationship
- Director
- Address
- 360 S ROSEMARY AVE, SUITE 1420, WEST PALM BEACH, FL, 33401
Non-derivative transactions
| Security | Transaction date | Deemed execution | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | 2026-09-24 | 2026-09-24 | J · Form 4[F1] | 459 | A | 10.49 | 1,835 | D |
Table key
- J · Form 4
- Other acquisition or disposition; see explanation
- A
- Acquired
- D
- Direct
Footnotes
- F1
- The shares were acquired from rights offering.↩ 1
Signature 1
- Signed
- /s/ David Swanson
- Date
- 2026-09-25