Notice of Proposed Sale · 144
Upland Software, Inc.
UPLDNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- UPLAND SOFTWARE, INC.
- Issuer CIK
- 0001505155
- SEC file number
- 001-36720
- Phone
- (512) 960-1010
- Person for whose account securities are to be sold
- TIMOTHY WILLIAM MATTOX
- Relationships to issuer
- Director
- Street
- 900 S. Capital of Texas Highway, Las Cim
- Street (continued)
- as IV, Suite 300
- City
- Austin
- State / country code
- TX
- Postal code
- 78746
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,000 | 4,530.00 | 2,936,320 | 08/05/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 12/16/2018 | Restricted Stock | Issuer | 1,000 | N | 12/16/2018 | Not Applicable |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| TIMOTHY WILLIAM MATTOX | Common | 08/04/2026 | 1,000 | 4,330.00 |
| TIMOTHY WILLIAM MATTOX | Common | 08/03/2026 | 1,000 | 4,450.00 |
| TIMOTHY WILLIAM MATTOX | Common | 07/31/2026 | 1,000 | 4,480.00 |
Seller — prior-sale row 1, entry 1
- Name
- TIMOTHY WILLIAM MATTOX
- Street
- 900 S. Capital of Texas Highway, Las Cim
- Street (continued)
- as IV, Suite 300
- City
- Austin
- State / country code
- TX
- Postal code
- 78746
Seller — prior-sale row 2, entry 1
- Name
- TIMOTHY WILLIAM MATTOX
- Street
- 900 S. Capital of Texas Highway, Las Cim
- Street (continued)
- as IV, Suite 300
- City
- Austin
- State / country code
- TX
- Postal code
- 78746
Seller — prior-sale row 3, entry 1
- Name
- TIMOTHY WILLIAM MATTOX
- Street
- 900 S. Capital of Texas Highway, Las Cim
- Street (continued)
- as IV, Suite 300
- City
- Austin
- State / country code
- TX
- Postal code
- 78746
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/05/2026
- Signed
- /s/ Timothy William Mattox
- Plan adoption dates
- 03/09/2026