Notice of Proposed Sale · 144
Vicor Corporation
VICRNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- VICOR CORPORATION
- Issuer CIK
- 0000751978
- SEC file number
- 000-18277
- Phone
- 9784702900
- Person for whose account securities are to be sold
- PHILIP D DAVIES
- Relationships to issuer
- Director · Officer
- Street
- 25 Frontage Road
- City
- Andover
- State / country code
- MA
- Postal code
- 01810
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 9,217 | 2,663,159.98 | 34,389,014 | 10/01/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/01/2026 | Exercise of Stock Options | Issuer | 9,217 | N | 10/01/2026 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for PHILIP D DAVIES | Common | 09/01/2026 | 3,073 | 546,084.08 |
| 10b5-1 Sales for PHILIP D DAVIES | Common | 08/03/2026 | 3,072 | 650,307.69 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for PHILIP D DAVIES
- Street
- 25 Frontage Road
- City
- Andover
- State / country code
- MA
- Postal code
- 01810
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Sales for PHILIP D DAVIES
- Street
- 25 Frontage Road
- City
- Andover
- State / country code
- MA
- Postal code
- 01810
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ Philip D. Davies
- Plan adoption dates
- 11/21/2025