Current Report · Items 3.03, 5.03, 9.01 · 8-K

Solarmax Technology Inc.

SMXTNASDAQEQUITYCurrent

Material Modification to Rights of Security Holders · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 3.03 Material Modification to Rights of Security Holders.

Filed Aug 11, 2026Accepted Aug 11, 2026, 8:47 AM EDTCIK 1519472Accession 0001640334-26-001314

Company context

SolarMax, based in California and founded in 2008, is a leader within the solar and renewable energy sector focused on making sustainable energy both accessible and affordable. SolarMax has established a strong presence in southern California and, commencing in the third quarter of 2025, expanded its United States operations to include services for industrial EPC projects. SolarMax is looking to generate growth with strategic initiatives that aim to scale commercial solar development services and provide EPC services for industrial projects and LED lighting solutions in the US while expanding its residential solar operations. For more information, visit www.solarmaxtech.com.

Current securities

SMXTNASDAQ · EQUITY · Current

Recent company filings

Disclosure sections

Items 3.03, 5.03, 9.01

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Item 3.03Item 3.03 - Material Modification to Rights

Item 3.03 Material Modification to Rights of Security Holders.

Item 5.03Item 5.03 - Amendments to Articles/Bylaws

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year On August 11, 2026, SolarMax Technology, Inc. (the ”Company”) issued a press release with the respect to the previously announced one-for-12 reverse split of its common stock and a reduction in the number of authorized shares of common stock from 297,225,000 shares to 24,768,750 shares. A copy of the press release is furnished as Exhibit 99.1

Filed exhibits (1)

EX-99.1 (by filename) solarmax_ex991.htm

EX-99.1 2 solarmax_ex991.htm PRESS RELEASE solarmax_ex991.htm EXHIBIT 99.1 SolarMax Technology Announces Reverse Stock Split to Support Effort to Regain Compliance with Nasdaq’s Minimum Bid Price Requirement RIVERSIDE, CA - August 11, 2026 (GLOBE NEWSWIRE) - SolarMax Technology, Inc. (Nasdaq SMXT) (“SolarMax” or the “Company”), an integrated solar energy company, today announced that it will effect a 1-for-12 reverse stock split (the “Reverse Stock Split”) of its common stock. The Reverse Stock Split will become effective at 12:01 a.m. Eastern Time on August 13, 2026 (the “Effective Time”). The Company’s Common Stock will continue to trade on the Nasdaq Capital Market under the symbol “SMXT” and will begin trading on a reverse split-adjusted basis when the Nasdaq opens on August 13, 2026. The new CUSIP number for the Common Stock following the Reverse Stock Split will be 83419H202. The Company will pay cash in lieu of fractional shares based on the closing market price of the common stock on the effective date of the Reverse Stock Split. If after giving effect to the Reverse Stock Split, a stockholder would hold a fractional share, such stockholder will receive upon the reve…

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