Changes in Beneficial Ownership · 4
VOYA FINANCIAL, INC.
VOYANYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
form4.xml
Filing details
- Report period
- 2026-09-30
- Issuer
- Voya Financial, Inc.
- Issuer CIK
- 0001535929
- Trading symbol
- VOYA
Reporting owner 1
- Name
- GILLIS RUTH ANN M
- Reporting owner CIK
- 0001185158
- Relationship
- Director
- Address
- 200 PARK AVENUE, NEW YORK, NY, 10166
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 7,162[F1] | I | By Trust |
Table key
- I
- Indirect
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Fee Plan Issuer Stock Units | [F2] | 2026-09-30 | A · Form 4 | 88.643 | A | 94.48 | [F2] | [F2] | Common Stock | 88.643 | 6,061.939[F3] | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Derivative holdings
| Security | Conversion / exercise price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Amount owned | Ownership |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F4] | [F4] | [F4] | Common Stock | 29,595 | 29,595 | D |
Table key
- D
- Direct
Footnotes
- F1
- These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.↩ 1
- F2
- Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.↩ 1↩ 2↩ 3
- F3
- Includes dividend of 29.108 shares.↩ 1
Signature 1
- Signed
- /s/ Julie Watson, Attorney-in-Fact
- Date
- 2026-10-02
Company context
Current securities
Historical securities (1)
Recent company filings
- Results of Operations and Financial Condition · Regulation FD DisclosureNov 2, 2026
- Regulation FD DisclosureOct 15, 2026
- Regulation FD DisclosureOct 6, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 2, 2026
- DEFN14A - filed by TOMS Capital Investment Management LP regarding Voya Financial, Inc.Sep 24, 2026