Notice of Proposed Sale · 144
Triumph Inc
TFINNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Triumph Inc
- Issuer CIK
- 0001539638
- Phone
- 214-365-6900
- Person for whose account securities are to be sold
- ADAM NELSON
- Relationships to issuer
- DIRECTOR
- Street
- 12700 PARK CENTRAL DRIVE STE 1700
- City
- DALLAS
- State / country code
- TX
- Postal code
- 75251
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| COMMON | 3,750 | 296,210 | 23,894,537 | 08/04/2026 | NASDAQ | MERRILL LYNCH |
Broker / market maker — proposed row 1, entry 1
- Name
- MERRILL LYNCH
- Street
- 1 COWBOYS WAY STE 400
- City
- FRISCO
- State / country code
- TX
- Postal code
- 75034
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| COMMON | 02/16/2023 | RESTRICTED | ADAM NELSON | 3,750 | N | 02/16/2023 | STOCK BONUS |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/04/2026
- Signed
- ADAM NELSON
Company context
Triumph Financial, Inc. (Nasdaq: TFIN) is a financial holding company focused on payments, factoring, intelligence and banking. Headquartered in Dallas, Texas, its diversified portfolio of brands includes TriumphPay, Triumph, TBK Bank and LoadPay.