Changes in Beneficial Ownership · 4
Rithm Capital Corp.
RITMNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1793742779.xml
Filing details
- Report period
- 2026-10-30
- Issuer
- Rithm Capital Corp.
- Issuer CIK
- 0001556593
- Trading symbol
- RITM
Reporting owner 1
- Name
- Sivin Philip M
- Reporting owner CIK
- 0001299722
- Relationship
- Officer
- Officer title
- Chief Legal Officer
- Address
- 799 BROADWAY, 8TH FLOOR, NEW YORK, NY, 10003
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Profits Units of Rithm Capital Management LLC | [F1] | 2026-10-30 | A · Form 4 | 162[F2] | A | 0 | [F3] | [F3] | Common Stock | 162 | 17,365 | D |
| Class B Profits Units of Rithm Capital Management LLC | [F1] | 2026-10-30 | A · Form 4 | 648[F2] | A | 0 | [F4] | [F4] | Common Stock | 648 | 25,020 | D |
| Class B Profits Units of Rithm Capital Management LLC | [F1] | 2026-10-30 | A · Form 4 | 299[F2] | A | 0 | [F5] | [F5] | Common Stock | 299 | 16,883 | D |
| Class B Profits Units of Rithm Capital Management LLC | [F1] | 2026-10-30 | A · Form 4 | 299[F2] | A | 0 | [F6] | [F6] | Common Stock | 299 | 11,539 | D |
| Class B Profits Units of Rithm Capital Management LLC | [F1] | 2026-10-30 | A · Form 4 | 859[F2] | A | 0 | [F7] | [F7] | Common Stock | 859 | 33,159 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.↩ 1↩ 2↩ 3↩ 4↩ 5
- F2
- Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.↩ 1↩ 2↩ 3↩ 4↩ 5
- F3
- Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 20267, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.↩ 1↩ 2
- F4
- Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 and 2025 performance periods. As of January 20, 2026, performance-based criteria have been satisfied for 2 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.↩ 1↩ 2
- F5
- Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.↩ 1↩ 2
- F6
- Represents Class B Profits Units in RCM earned based on annual return on equity for the 2025 performance period. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 24, 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.↩ 1↩ 2
- F7
- Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 20, 2026, which will vest in three equal annual installments on February 20 of each of 2027, 2028 and 2029, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.↩ 1↩ 2
Signature 1
- Signed
- /s/ Philip Sivin
- Date
- 2026-10-30
Company context
Rithm Capital Corp. is a global alternative asset manager with significant experience managing credit and real estate assets. Rithm’s integrated platform spans asset-based finance, residential and commercial real estate lending, mortgage servicing rights, and structured credit. Through platforms including Elecor Properties, Newrez, Genesis Capital, Sculptor Capital Management, and Crestline Investors, Rithm employs a unique owner-operator model to drive value for shareholders and investors.