Notice of Proposed Sale · 144
Upstart Holdings, Inc.
UPSTNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Upstart Holdings, Inc.
- Issuer CIK
- 0001647639
- SEC file number
- 001-39797
- Phone
- (650) 204-1000
- Person for whose account securities are to be sold
- Darling Scott
- Relationships to issuer
- Officer
- Street
- 2950 S. DELAWARE STREET, SUITE 410
- City
- SAN MATEO
- State / country code
- CA
- Postal code
- 94403
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 814 | 23,898.00 | 97,313,046 | 08/17/2026 | NASDAQ | Charles Schwab & Co., Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab & Co., Inc.
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/17/2026 | Restricted Stock Lapse - See Remarks | Upstart Holdings, Inc. | 814 | N | 08/17/2026 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| SCOTT DARLING | Upstart Holdings, Inc | 05/20/2026 | 6,634 | 190,912.00 |
Seller — prior-sale row 1, entry 1
- Name
- SCOTT DARLING
- Street
- 950 S. DELAWARE STREET, SUITE 410
- City
- SAN MATEO
- State / country code
- CA
- Postal code
- 94403
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.
Notice signature
- Notice date
- 08/17/2026
- Signed
- SCOTT DARLING