Notice of Proposed Sale · 144
Compass, Inc.
COMPNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- COMPASS, INC.
- Issuer CIK
- 0001563190
- SEC file number
- 001-40291
- Phone
- 646-982-0353
- Person for whose account securities are to be sold
- CHARLES PHILLIPS
- Relationships to issuer
- Director
- Street
- 110 FIFTH AVENUE
- Street (continued)
- 4TH FLOOR
- City
- NEW YORK
- State / country code
- NY
- Postal code
- 10011
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 366,282 | 3,960,881.37 | 766,884,741 | 11/09/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 11/09/2026 | Stock Option Exercise | Issuer | 129,640 | N | 11/09/2026 | Cash |
| Common | 05/03/2022 | Restricted Stock | Issuer | 236,642 | N | 05/03/2022 | Not Applicable |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
The securities to be sold were acquired upon the vesting of restricted stock during the period of 05/03/2022 through 05/14/2026.
Notice signature
- Notice date
- 11/09/2026
- Signed
- /s/ Charles Phillips
Company context
Compass (NYSE: COMP) is a leading tech-enabled real estate services company that includes the largest residential real estate brokerage in the United States by sales volume. Founded in 2012 and based in New York City, Compass provides an end-to-end platform that empowers its residential real estate agents at its owned-brokerage to deliver exceptional service to seller and buyer clients. The platform includes an integrated suite of cloud-based software for customer relationship management, marketing, client service, brokerage services, and other critical functionality, all custom-built for the real estate industry. Compass agents utilize the platform to grow their business, save time, and manage their business more efficiently. The Compass network includes Christie’s International Real Estate, with over 100 independently owned brokerage Affiliates in 50 countries and territories. For more information on how Compass empowers real estate agents, one of the largest groups of small business owners, please visit www.compass.com.