Skip to content

Notice of Proposed Sale · 144

StoneX Group Inc.

SNEXNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Sep 28, 2026Accepted Sep 28, 2026, 4:19 PM EDTFiling CIK 1569789Accession 0001628280-26-063723

View company →Permanent SEC source ↗

Structured filing — 144

primary_doc.xml

Open full document ↗

Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer: StoneX Group Inc.
Issuer CIK: 0000913760
Phone: 2124853500
Person for whose account securities are to be sold: Philip Smith
Relationships to issuer: Officer
Street: 230 Park Ave
Street (continued): 10th Floor
City: New York
State / country code: NY
Postal code: 10169

Securities proposed for sale

Securities proposed for sale · 1 reported row
Security	Proposed units	Aggregate market value	Units outstanding	Approximate sale date	Exchange	Broker / market maker
Common	56,250	3,693,122	120,616,735	09/28/2026	NASDAQ	Merrill Lynch

Broker / market maker — proposed row 1, entry 1

Name: Merrill Lynch
Street: 1800 K ST NW
Street (continued): Suite 800
City: Washington
State / country code: DC
Postal code: 20006

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
Security	Acquired	Nature of acquisition	Acquired from	Amount acquired	Gift transaction	Payment date	Nature of payment
Common	09/28/2026	Stock Plan Activity	Issuer	56,250	N	09/28/2026	n/a

Sales reported in the preceding three months

Sales reported in the preceding three months · 2 reported rows
Seller	Security	Sale date	Amount sold	Gross proceeds
Philip Smith	Common	07/22/2026	45,000	3,343,062
Philip Smith	Common	06/30/2026	51,540	6,117,401

Seller — prior-sale row 1, entry 1

Name: Philip Smith
Street: 230 Park Ave
Street (continued): 10th Floor
City: New York
State / country code: NY
Postal code: 10169

Seller — prior-sale row 2, entry 1

Name: Philip Smith
Street: 230 Park Ave
Street (continued): 10th Floor
City: New York
State / country code: NY
Postal code: 10169

Prior-sale reporting

Nothing to report for the preceding three months: N

Notice signature

Notice date: 09/28/2026
Signed: Philip Smith
Plan adoption dates: 12/09/2025

Company context

Current securities

SNEXNASDAQ · EQUITY · Current

Recent company filings