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BCS

Current Report · Items 5.02 · 8-K

Dell Technologies Inc.

DELLNYSEEQUITYCurrent

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) On October 19, 2026, Richard Rothberg, Executive Vice President, General Counsel and Secretary of Dell Technologies Inc.…

Filed Oct 21, 2026Accepted Oct 21, 2026, 4:37 PM EDTCIK 1571996Accession 0001193125-26-427920
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Company context

Dell Technologies (NYSE:DELL) helps organizations and individuals build their digital future and transform how they work, live and play. The company provides customers with the industry’s broadest and most innovative technology and services portfolio for the AI era. Copyright © 2026 Dell Inc. or its subsidiaries. All Rights Reserved. Dell Technologies, Dell, EMC and Dell EMC are trademarks of Dell Inc. or its subsidiaries. Other trademarks may be trademarks of their respective owners.

Current securities

Historical securities (1)

Recent company filings

  1. 144 filingOct 9, 2026
  2. 144 filingOct 7, 2026
  3. 144 filingOct 6, 2026
  4. 4 filingOct 5, 2026
  5. 4 filingSep 28, 2026

Registered securities in this filing

Dell Technologies Inc. · 8-K · Filed 2026-10-21

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Class C Common Stock, par value $0.01 per share

Symbol
DELL
Exchange
NYSE
Classification
COMMON
Status
Current
Filing context

Context: duration_2026-10-19_to_2026-10-19

Dimensions: Not supplied

Accession 000119312526427920 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 5.02

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.02Item 5.02 - Departure/Election of Directors
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. (b) On October 19, 2026, Richard Rothberg, Executive Vice President, General Counsel and Secretary of Dell Technologies Inc. (“the Company”), notified the Company of his decision to retire from his position, in which position he served as the Company’s chief legal officer, effective as of February 1, 2027. Mr. Rothberg will remain employed by the Company to provide transitional assistance through April 30, 2027. On October 20, 2026, the Board of Directors appointed Christopher Garcia, who currently serves as the Company’s Senior Vice President, Corporate Legal, and Assistant Secretary of the Company, to succeed Mr. Rothberg in that position and as the Company’s chief legal officer, effective as of February 1, 2027. Mr. Garcia has served as Senior Vice President, Corporate Legal, and Assistant Secretary of the Company since 2022, where he has responsibility for corporate governance and regulatory compliance. Since joining the Company in 2006, Mr. Garcia has served in various global legal leadership roles, including international, commercial, and product and services development. Before beginning his service with the Company, Mr. Garcia worked in private practice at the law firms of Fenwick & West LLP in Mountain View, California and Clifford Chance US LLP in San Francisco, California.

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