Changes in Beneficial Ownership · 4
C3.ai, Inc.
AINYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1793232655.xml
Filing details
- Report period
- 2026-10-26
- Issuer
- C3.ai, Inc.
- Issuer CIK
- 0001577526
- Trading symbol
- AI
Reporting owner 1
- Name
- GOLDMAN KENNETH A
- Reporting owner CIK
- 0001218470
- Relationship
- Director
- Address
- C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY, CA, 94063
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-10-26 | A · Form 4 | 54,730[F1] | A | 0 | 54,730 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Class A Common Stock | 22,689 | I | See Footnote[F2] |
| Class A Common Stock | 25,022 | I | See Footnote[F3] |
Table key
- I
- Indirect
Footnotes
- F1
- Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Subject to continued Board service, the RSUs vest annually in equal installments over 2 years.↩ 1
- F2
- The shares are held by GV Partners L.P. GV Partners L.P. is a family limited partnership of which the Reporting Person is the managing member.↩ 1
- F3
- The shares are held by the Goldman-Valeriote Family Trust u/a/d 11/15/95 (the "Trust"). The Reporting Person is a co-trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.↩ 1
Remarks
Exhibit 24.1 - Power of Attorney
Signature 1
- Signed
- /s/ Tom MacMitchell, Attorney-in-Fact
- Date
- 2026-10-28
Filed exhibits
- EX-24.1 ↗goldmanc3ai-formofsectio.htm
Company context
C3.ai, Inc. (NYSE:AI) is the Enterprise AI application software company. C3 AI delivers a family of fully integrated products including the C3 Agentic AI Platform, an end-to-end platform for developing, deploying, and operating enterprise AI applications, C3 AI applications, a portfolio of industry-specific SaaS enterprise AI applications that enable the digital transformation of organizations globally, and C3 Generative AI, a suite of domain-specific generative AI offerings for the enterprise.