Changes in Beneficial Ownership · 4
MOELIS & COMPANY
MCNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-07-01
- Issuer
- Moelis & Co
- Issuer CIK
- 0001596967
- Trading symbol
- MC
Reporting owner 1
- Name
- Shropshire Kenneth
- Reporting owner CIK
- 0001358892
- Relationship
- Director
- Address
- 399 PARK AVE, NEW YORK, NY, 10022
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| 2026 Annual Restricted Stock Units[F1] | 2026-07-01[F2] | A · Form 4 | 1,700 | A | [F1][F3] | 1,700 | D |
| 2026 Elective Restricted Stock Units[F1] | 2026-07-01[F4] | A · Form 4 | 200 | A | [F1][F3] | 200 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.↩ 1↩ 2↩ 3↩ 4
- F2
- The 2026 Annual Restricted Stock Units vested on July 1, 2026 and settlement is within 60 days following July 1, 2028.↩ 1
- F3
- Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2026.↩ 1↩ 2
- F4
- The 2026 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2027 and settlement is within 60 days following the applicable vesting date.↩ 1
Signature 1
- Signed
- /s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire
- Date
- 2026-07-06
Company context
Moelis & Company ("Moelis") is a leading global independent investment bank that provides innovative strategic advice and solutions to a diverse client base, including corporations, governments, and financial sponsors. The Firm assists its clients in achieving their strategic goals by offering comprehensive integrated financial advisory services across all major industry sectors. Moelis’s experienced professionals advise clients on their most critical decisions, including mergers and acquisitions, recapitalizations and restructurings, capital markets transactions, secondary transactions and primary fundraising, and other corporate finance matters. The Firm serves its clients from locations across North and South America, Europe, the Middle East, and Asia-Pacific. For further information, please visit: www.moelis.com.