Changes in Beneficial Ownership · 4
MOELIS & COMPANY
MCNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-09-17
- Issuer
- Moelis & Co
- Issuer CIK
- 0001596967
- Trading symbol
- MC
Reporting owner 1
- Name
- Pilcher Ciafone Katherine
- Reporting owner CIK
- 0001994994
- Relationship
- Officer
- Officer title
- Chief Operating Officer
- Address
- C/O MOELIS & COMPANY, 399 PARK AVE, NEW YORK, NY, 10022
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021 Incentive RSUs | 0[F1] | 2026-09-17 | A · Form 4 | 15.68 | A | 0 | [F2] | [F2] | Class A Common Stock | 15.68 | 1,451.54 | D |
| 2022 Incentive RSUs | 0[F1] | 2026-09-17 | A · Form 4 | 44.61 | A | 0 | [F3] | [F3] | Class A Common Stock | 44.61 | 4,130.35 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.↩ 1↩ 2
- F2
- Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.↩ 1↩ 2
- F3
- Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.↩ 1↩ 2
Signature 1
- Signed
- /s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
- Date
- 2026-09-21
Company context
Moelis & Company ("Moelis") is a leading global independent investment bank that provides innovative strategic advice and solutions to a diverse client base, including corporations, governments, and financial sponsors. The Firm assists its clients in achieving their strategic goals by offering comprehensive integrated financial advisory services across all major industry sectors. Moelis’s experienced professionals advise clients on their most critical decisions, including mergers and acquisitions, recapitalizations and restructurings, capital markets transactions, secondary transactions and primary fundraising, and other corporate finance matters. The Firm serves its clients from locations across North and South America, Europe, the Middle East, and Asia-Pacific. For further information, please visit: www.moelis.com.