Changes in Beneficial Ownership · 4
SKYX Platforms Corp.
SKYXNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-09-12
- Issuer
- SKYX Platforms Corp.
- Issuer CIK
- 0001598981
- Trading symbol
- SKYX
Reporting owner 1
- Name
- SOKOLOW LEONARD J
- Reporting owner CIK
- 0000923890
- Relationship
- Director · Officer
- Officer title
- Chief Executive Officer
- Address
- C/O SKYX PLATFORMS CORP., 2855 W. MCNAB ROAD, POMPANO BEACH, FL, 33069
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, no par value | 2026-09-12 | F · Form 4 | 19,673[F9] | D | 1.35 | 931,149[F10] | D |
Table key
- F · Form 4
- Securities delivered or withheld for exercise price or tax liability under Rule 16b-3
- D
- Direct
Derivative holdings
| Security | Conversion / exercise price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Underlying value (USD) | Amount owned | Value owned (USD) | Ownership |
|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | 3 | 2017-06-30[F3] | 2027-04-19 | Common Stock, no par value | 150,000 | 150,000 | D | ||
| Stock Option (right to buy) | 4 | 2017-12-31[F3] | 2027-04-19 | Common Stock, no par value | 150,000 | 150,000 | D | ||
| Stock Option (right to buy) | 12 | 2021-12-31[F3] | 2026-12-31 | Common Stock, no par value | 100,000 | 100,000 | D | ||
| Stock Option (right to buy) | 12.34 | 2022-03-31[F3] | 2027-03-11 | Common Stock, no par value | 17,500 | 17,500 | D | ||
| Stock Option (right to buy) | 3.28 | 2023-04-30[F3] | 2028-04-05 | Common Stock, no par value | 17,500 | 17,500 | D | ||
| Stock Option (right to buy) | 1.58 | 2023-09-12[F4] | 2028-09-12 | Common Stock, no par value | 450,000 | 450,000 | D | ||
| Stock Option (right to buy) | 1.26 | 2025-03-27[F5] | 2030-03-27 | Common Stock, no par value | 150,000 | 150,000 | D | ||
| Stock Option (right to buy) | 2.15 | 2026-01-01[F6] | 2030-12-15 | Common Stock, no par value | 150,000 | 150,000 | D | ||
| Stock Option (right to buy) | 1.06 | 2026-06-14[F7] | 2031-06-14 | Common Stock, no par value | 50,000 | 50,000 | D | ||
| Subordinated Convertible Promissory Note | 3 | [F1] | 2025-05-16 | Common Stock, no par value | 250,000[F2] | 250,000[F2] | D | ||
| Series A-1 Preferred Stock | [F8] | [F8] | [F8] | Common Stock, no par value | 208,334[F8] | 10,000 | D |
Table key
- D
- Direct
Footnotes
- F1
- The principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at the holder's discretion at the conversion price of $3.00 per share.↩ 1
- F2
- Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.↩ 1↩ 2
- F4
- Options vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027.↩ 1
- F5
- Options vest in three equal annual installments, beginning on March 27, 2025, the grant date, subject to continued employment through the vesting date.↩ 1
- F6
- Options vest in three equal annual installments, beginning on January 1, 2026, subject to continued employment through the vesting date.↩ 1
- F7
- Options vest in four equal installments of 12,500 on June 14, 2026, June 1, 2027, June 1, 2028 and June 1, 2029, subject to continued employment through the vesting date.↩ 1
- F8
- The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an adjusted conversion price of $1.20 per share (or approximately 20.83 shares of common stock for each share of Preferred Stock). Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.↩ 1↩ 2↩ 3↩ 4
- F9
- The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.↩ 1
- F10
- Includes 167,500 RSUs, which will vest as follows, subject to continued employment through the vesting date: (i) 30,000 RSUs, which will vest on March 12, 2027; (ii) 100,000 RSUs, which will vest in two equal annual installments beginning on January 1, 2027; and (iii) 37,500 RSUs, which will vest in three equal annual installments beginning on June 1, 2027.↩ 1
Signature 1
- Signed
- /s/ Leonard J. Sokolow
- Date
- 2026-09-14
Company context
Current securities
Recent company filings
- Results of Operations and Financial ConditionNov 13, 2026
- 10-Q filingNov 12, 2026
- EFFECT filingOct 20, 2026
- S-3 filingOct 14, 2026
- Entry into a Material Definitive Agreement · Completion of Acquisition or Disposition of Assets · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Unregistered Sales of Equity SecuritiesOct 14, 2026