Changes in Beneficial Ownership · 4
GridAI Technologies Corp.
GRDXNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
tm2628470-1_4seq1.xml
Filing details
- Report period
- 2026-10-26
- Issuer
- GridAI Technologies Corp.
- Issuer CIK
- 0001604191
- Trading symbol
- GRDX
Reporting owner 1
- Name
- BORKOWSKI EDWARD
- Reporting owner CIK
- 0001197542
- Relationship
- Director
- Address
- C/O GRIDAI TECHNOLOGIES CORP., 433 PLAZA REAL, SUITE 275, BOCA RATON, FL, 33432
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-10-26 | A · Form 4 | 100,000[F1] | A | 0.00 | 160,248 | D |
| Common Stock | 2026-10-26 | A · Form 4 | 17,079[F2] | A | 5.55[F2] | 177,327 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | 5.55[F3] | 2026-10-26 | A · Form 4 | 100,000 | A | 0.00 | 2026-10-26[F3] | 2026-10-26 | Common Stock | 100,000 | 100,000 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- On October 26, 2026, the Reporting Person was granted 100,000 additional restricted stock units under the Issuer's 2020 Omnibus Equity Incentive Plan, as amended, in recognition of service on the Board of Directors, which vested in full on the date of the grant. Each restricted stock unit represents the right to receive one share of common stock.↩ 1
- F2
- Represents shares of common stock issued under the Issuer's 2020 Omnibus Equity Incentive Plan, as amended, pursuant to a Settlement Agreement and Release effective October 26, 2026, in full satisfaction of $94,790.77 of accrued and unpaid director fees for the period from April 2024 to January 2025. The number of shares equals $94,790.77 divided by $5.55, the consolidated closing bid price of the common stock on The Nasdaq Stock Market on October 26, 2026, rounded down to the nearest whole share.↩ 1↩ 2
- F3
- Stock option granted on October 26, 2026 under the Issuer's 2020 Omnibus Equity Incentive Plan, as amended, with an exercise price equal to the Nasdaq closing price of the common stock on the date of grant. The option was granted immediately and is exercisable in full on the date of the grant.↩ 1↩ 2
Signature 1
- Signed
- /s/ Edward Borkowski
- Date
- 2026-10-28
Company context
The Company disputes the allegations and the amount claimed and, through legal counsel, is engaged in settlement discussions with WestPark. At this time, the outcome of the arbitration cannot be reasonably predicted. The Company has recorded an accrual of $202,000 related to this matter in its financial statements as of June 30, 2026.
Current securities
Recent company filings
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 30, 2026
- Entry into a Material Definitive AgreementOct 28, 2026
- Entry into a Material Definitive Agreement · Unregistered Sales of Equity SecuritiesOct 28, 2026
- POS AM filingOct 28, 2026
- S-8 filingOct 27, 2026