Changes in Beneficial Ownership · 4

Rocky Mountain Chocolate Factory, Inc.

RMCFNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Oct 20, 2026Accepted Oct 20, 2026, 11:04 AM EDTFiling CIK 1616262Accession 0001437749-26-032982

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Structured filing — 4

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Filing details

Report period: 2026-10-19
Issuer: Rocky Mountain Chocolate Factory, Inc.
Issuer CIK: 0001616262
Trading symbol: RMCF

Reporting owner 1

Name: KEATING MELVIN L
Reporting owner CIK: 0001263463
Relationship: Director
Address: 265 TURNER DRIVE, DURANGO, CO, 81303

Non-derivative transactions

Non-derivative transactions · 1 reported row
Security	Transaction date	Code	Amount	A / D	Price (USD)	Owned after	Ownership
Common Stock	2026-10-19	A · Form 4^[F1]	7,000	A	0	117,079	D

Table key

A · Form 4: Acquisition by grant, award or otherwise under Rule 16b-3(d)
A: Acquired
D: Direct

Footnotes

F1: Represents common stock grant to directors for Board of Directors committee participation.↩ 1

Signature 1

Signed: /s/ Carrie E Cass - Attorney in Fact
Date: 2026-10-20

Company context

We are an international franchisor, confectionery producer and retail operator. Founded in 1981, we are headquartered in Durango, Colorado and produce an extensive line of premium chocolate products and other confectionery products. Our revenues and profitability are derived principally from our franchised/licensed system of retail stores that feature chocolate and other confectionary products including gourmet caramel apples. We also sell our confectionary products in select locations outside of our system of retail stores and license the use of our brand with certain consumer products. As of November 30, 2025, there were three Company-owned, 112 licensee-owned and 139 franchised Rocky Mountain Chocolate Factory stores operating in 36 states and the Philippines.

Current securities

RMCFNASDAQ · EQUITY · Current

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