Beneficial Ownership Report · SCHEDULE 13G/A
Penguin Solutions, Inc.
PENGNASDAQEQUITYCurrent
Beneficial Ownership Report
Structured filing — SCHEDULE 13G/A
primary_doc.xml
Amendment · This filing reports the amendment as submitted.
Subject company
- Company
- Penguin Solutions, Inc.
- Company CIK
- 0001616533
- Street
- 45800 NORTHPORT LOOP WEST
- City
- FREMONT
- State / country code
- CA
- Postal code
- 94538
Statement details
- Amendment number
- 1
- Security class
- Common Stock
- Event date
- 09/30/2026
- Rule designation
- Rule 13d-1(b)
Reporting person 1
- Name
- BANK OF NOVA SCOTIA
- Citizenship / organization
- Z4
- Reporting person type
- FI
- Aggregate amount owned
- 1,320,241
- Percent of class
- 2.53
- Sole voting power
- 1,320,241
- Shared voting power
- 0
- Sole dispositive power
- 1,320,241
- Shared dispositive power
- 0
- Aggregate excludes certain shares
- N
Item 1
Issuer
Penguin Solutions, Inc.
Principal executive office address
45800 NORTHPORT LOOP WEST, FREMONT, CALIFORNIA 94538
Item 2
Citizenship
BANK OF NOVA SCOTIA - CANADA (FEDERAL LEVEL)
Filing person
BANK OF NOVA SCOTIA
Principal business or residence address
40 TEMPERANCE STREET TORONTO, Ontario, Canada M5H 0B4
Item 3
Not applicable indication
N
Type of filing person
FI
Item 4
Percent of class
2.53
Amount beneficially owned
1,320,241
Sole voting power
BANK OF NOVA SCOTIA - 1,320,241
Shared voting power
BANK OF NOVA SCOTIA - 0
Sole dispositive power
BANK OF NOVA SCOTIA - 1,320,241
Shared dispositive power
BANK OF NOVA SCOTIA - 0
Item 5
Not applicable indication
N
Ownership of 5% or less
Y
Item 6
Not applicable indication
Y
Item 7
Not applicable indication
Y
Item 8
Not applicable indication
Y
Item 9
Not applicable indication
Y
Item 10
Not applicable indication
N
Certifications
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to Bank of Nova Scotia is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
Signature 1
- Reporting person
- BANK OF NOVA SCOTIA
- Signed
- Raj Sachdeva
- Title
- Vice President, Head of GBM&T Compliance Canada
- Date
- 10/16/2026
Company context
Penguin Solutions is the AI Factory Platform Company. We design, build, and manage next-generation data centers for enterprises, sovereign AI initiatives, and neocloud providers. With deep design expertise at the intersection of data center AI infrastructure and memory solutions, our Full-Stack AI Factory Platform combines differentiated infrastructure software, advanced memory, compute systems, end-to-end services, and industry-leading partner technologies to help customers accelerate deployment, optimize token economics, and maximize the return on their AI investments.
Current securities
Recent company filings
- SCHEDULE 13G/A - filed by Invesco Ltd. regarding Penguin Solutions, Inc.Nov 10, 2026
- 424B7 filingNov 10, 2026
- SCHEDULE 13G/A - filed by FMR LLC regarding Penguin Solutions, Inc.Nov 6, 2026
- SCHEDULE 13G/A - filed by FMR LLC regarding Penguin Solutions, Inc.Nov 5, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD Disclosure · Other EventsNov 4, 2026