Notice of Proposed Sale · 144
Nasdaq, Inc.
NDAQNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- NASDAQ, INC.
- Issuer CIK
- 0001120193
- SEC file number
- 001-38855
- Phone
- 212-401-8700
- Person for whose account securities are to be sold
- P C GRIGGS
- Relationships to issuer
- Officer
- Street
- 151 W. 42nd Street,
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 11,010 | 1,034,459.96 | 558,977,372 | 07/27/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 07/01/2025 | Restricted Stock | Issuer | 11,010 | N | 07/01/2025 | Not Applicable |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| P C GRIGGS | Common | 07/24/2026 | 6,777 | 627,075.81 |
| P C GRIGGS | Common | 05/18/2026 | 5,093 | 471,688.20 |
Seller — prior-sale row 1, entry 1
- Name
- P C GRIGGS
- Street
- 151 W. 42nd Street,
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Seller — prior-sale row 2, entry 1
- Name
- P C GRIGGS
- Street
- 151 W. 42nd Street,
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 07/27/2026
- Signed
- /s/ P.C. Nelson Griggs
Company context
Nasdaq (Nasdaq: NDAQ) is a leading technology platform that powers the world’s economies. We architect the infrastructure of the world’s most modern markets, power the innovation economy, and build trust in the financial system. We empower economic opportunity by designing and deploying advanced technology, data, and intelligence solutions that enable our clients to capture opportunities, navigate risk, and strengthen resilience. To learn more about the company, technology solutions and career opportunities, visit us on LinkedIn, on X @Nasdaq, or at www.nasdaq.com.
Current securities
Recent company filings
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