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Changes in Beneficial Ownership · 4

Lumentum Holdings Inc.

LITENASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 30, 2026Accepted Sep 30, 2026, 7:01 PM EDTFiling CIK 1633978Accession 0001489550-26-000015
Share

Structured filing — 4

form4-09302026_110901.xml

Open full document ↗

Filing details

Report period
2026-09-28
Issuer
Lumentum Holdings Inc.
Issuer CIK
0001633978
Trading symbol
LITE
Rule 10b5-1 indication
Checked

Reporting owner 1

Name
Wupen Yuen
Reporting owner CIK
0001489550
Relationship
Officer
Officer title
PRESIDENT, GLOBAL BUS. UNITS
Address
C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE, CA, 95131

Non-derivative transactions

Non-derivative transactions · 2 reported rows
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-09-28S · Form 4[F1]500D948.50108,627D
Common Stock2026-09-29S · Form 4[F1]307D945108,320D
Table key
S · Form 4
Sale on the market or privately
D
Direct

Footnotes

F1
These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.↩ 1↩ 2

Signature 1

Signed
/s/ Jae Kim as Attorney-in-Fact
Date
2026-09-30

Company context

Lumentum (NASDAQ: LITE) is a global leader in optical and photonic technologies that power the networks and infrastructure behind AI, cloud computing, and next-generation communications. Built on decades of photonics innovation, Lumentum delivers high-performance lasers, modules, and optical subsystems that enable scalable, energy-efficient data center connectivity, advanced telecom networks, industrial manufacturing, and sensing applications. Headquartered in San Jose, California, the company operates R&D, manufacturing, and sales facilities worldwide. Learn more at www.lumentum.com.

Current securities

Recent company filings

  1. 4 filingOct 2, 2026
  2. 144 filingOct 1, 2026
  3. 144 filingSep 29, 2026
  4. 144 filingSep 28, 2026
  5. 4 filingSep 25, 2026

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