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BCS

Changes in Beneficial Ownership · 4

Cue Biopharma, Inc.

CUENASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Oct 14, 2026Accepted Oct 14, 2026, 9:39 PM EDTFiling CIK 1645460Accession 0001579629-26-000012
Share

Structured filing — 4

form4-10152026_011030.xml

Open full document ↗

Filing details

Report period
2026-10-12
Issuer
Cue Biopharma, Inc.
Issuer CIK
0001645460
Trading symbol
CUE

Reporting owner 1

Name
Ray Sumita
Reporting owner CIK
0001579629
Relationship
Officer · Other
Officer title
Chief Legal Compliance Officer
Other relationship
Corporate Secretary
Address
C/O CUE BIOPHARMA, INC., 100 CHESTNUT STREET, SUITE 300, SOMERVILLE, MA, 02143

Non-derivative transactions

Non-derivative transactions · 1 reported row
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-10-12S · Form 4[F1]1,844D28.05116,701D
Table key
S · Form 4
Sale on the market or privately
D
Direct

Footnotes

F1
The sales reported represent shares sold pursuant to the Issuer's Company-Wide Policy and do not represent discretionary transactions by the Reporting Person. These sales were made automatically to satisfy mandatory tax withholding obligations through a "sell-to-cover" transaction in connection with the vesting and settlement of restricted stock units, and the Reporting Person did not exercise any control over the timing, price or number of shares sold.↩ 1

Signature 1

Signed
/s/ Sumita Ray
Date
2026-10-14

Company context

CUE-221 (Ascendant-221, UB-221) is a humanized anti-IgE IgG1 monoclonal antibody designed with a precision engineered dual mechanism of action. CUE-221 binds to IgE at sites that are distinct from the binding sites for other anti-IgE monoclonal antibodies. In doing so, it maintains the capacity of total IgE to bind the CD23 receptor at the surface of B cells, resulting in reduced IgE synthesis. Therefore, CUE-221 is a functionally distinct novel anti-IgE antibody designed to not only neutralize free IgE with high potency, but also prevents the synthesis of new IgE which could ultimately result in functional cure if IgE is eradicated. The CUE-221 Phase 2 clinical trial in CSU produced positive topline results and clinical evidence providing initial validation of the clinical potential of a precision engineered anti-IgE dual mechanism of action. The study also demonstrated fundamental biological differences compared to current therapies. Based on these data, we are planning to advance CUE-221 in a Phase 2b/3 study in chronic spontaneous urticaria and in a Phase 2 study in food allergy.

Current securities

Recent company filings

  1. 144 filingOct 13, 2026
  2. SCHEDULE 13G/A - filed by STROME MARK E regarding Cue Biopharma, Inc.Oct 8, 2026
  3. Regulation FD Disclosure · Other EventsSep 21, 2026
  4. 4/A filingAug 28, 2026
  5. SCHEDULE 13D - filed by Lin Shao-Lee regarding Cue Biopharma, Inc.Aug 21, 2026

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