Notice of Proposed Sale · 144
Smartbird, Inc.
BIRDNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Smartbird, Inc.
- Issuer CIK
- 0001653909
- SEC file number
- 001-40963
- Phone
- 628-225-4848
- Person for whose account securities are to be sold
- Mitchell Ann
- Relationships to issuer
- Officer
- Street
- 425 PAGE MILL RD
- Street (continued)
- SUITE 200
- City
- PALO ALTO
- State / country code
- CA
- Postal code
- 94306
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 19,508 | 44,797.00 | 9,315,794 | 09/18/2026 | NASDAQ | Charles Schwab & Co., Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab & Co., Inc.
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/18/2026 | Restricted Stock Lapse - See Remarks | SMARTBIRD INC | 19,508 | N | 09/18/2026 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Ann Mitchell | Smartbird, Inc. | 09/02/2026 | 1,755 | 4,275.00 |
Seller — prior-sale row 1, entry 1
- Name
- Ann Mitchell
- Street
- 425 PAGE MILL RD
- Street (continued)
- SUITE 200
- City
- PALO ALTO
- State / country code
- CA
- Postal code
- 94306
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.
Notice signature
- Notice date
- 09/18/2026
- Signed
- Ann Mitchell
Company context
Smartbird delivers dedicated AI infrastructure as a service, giving organizations the performance, control, and security of a private AI cluster without requiring them to finance, operate, or maintain the underlying infrastructure. Smartbird manages the entire lifecycle, from procurement and deployment to operations and hardware refreshes, so customers can focus on AI workloads, not AI infrastructure.