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BCS

Current Report · Items 1.01, 2.01, 7.01, 9.01 · 8-K

StartEngine Inc.

Entry into a Material Definitive Agreement · Completion of Acquisition or Disposition of Assets · Regulation FD Disclosure

Item 1.01. Entry Into a Material Definitive Agreement. On March 17, 2026, StartEngine Crowdfunding, Inc. (the “StartEngine” or “Company”) entered into an Agreement and Plan of Reorganization (the “Merger Agreement”) with Vinovest, Inc., a privately-held company located in West Hollywood, California (“Vinovest”), Project Vineyard Acquisition Inc., a wholly-owned subsidiary of StartEngine (“Merger S…

Filed Mar 23, 2026Accepted Mar 23, 2026, 4:51 PM EDTCIK 1661779Accession 0001104659-26-033376
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Company context

Launched in 2014, StartEngine is a leading platform for investing in startups and pre-IPO opportunities. The company is led by CEO Howard Marks, Co-Founder of Activision. In November 2023, the company launched StartEngine Private, providing accredited investors with exposure to prominent private companies like Anthropic, Stripe, xAI, and more.² Investors have committed $134.8M+ to date across 105+ pre-IPO offerings.

Historical securities (1)

Recent company filings

  1. Other EventsNov 5, 2026
  2. 10-Q filingOct 29, 2026
  3. D filingSep 14, 2026
  4. 10-Q filingAug 10, 2026
  5. QUALIF filingJul 20, 2026

Disclosure sections

Items 1.01, 2.01, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01. Entry Into a Material Definitive Agreement. On March 17, 2026, StartEngine Crowdfunding, Inc. (the “StartEngine” or “Company”) entered into an Agreement and Plan of Reorganization (the “Merger Agreement”) with Vinovest, Inc., a privately-held company located in West Hollywood, California (“Vinovest”), Project Vineyard Acquisition Inc., a wholly-owned subsidiary of StartEngine (“Merger Sub”), Andrew Zhang, solely in his capacity as the representative, agent and attorney-in-fact of the Participating Stockholders (the “Stockholders’ Representative”), and the Participating Stockholders of Vinovest. The “Participating Stockholders” includes holders of Vinovest’s preferred stock, SAFE notes and common stock. Pursuant to the Merger Agreement, StartEngine acquired Vinovest in a transaction in which Merger Sub merged with and into Vinovest, with Vinovest becoming a wholly-owned subsidiary of StartEngine (the “Merger”). Vinovest is a platform for fine wine and whisky investment. Pursuant to the Merger Agreement, StartEngine will issue an aggregate of 8,750,000 shares of Common Stock of StartEngine to the Participating Stockholders of which 1,750,000 shares are held back for potential indemnification obligations and if not needed will be released to the Participating Shareholders on the 12-month anniversary of the closing. Any such held-back shares not required to satisfy such contingencies will be released to the Participating Stockholders on the 12-month anniversary of the closing. The Merger Agreement includes customary representations, warranties and covenants of Vinovest and the Participating Stockholders as well as StartEngine and Merger Sub. The representations and warranties made by each party were made solely for the benefit of the other party and (i) were not intended to be treated as categorical statements of fact, but rather as a way of allocating the risk between the parties to the Purchase Agreement if those statements prove to be inaccurate; (ii) may have been qualified in the Purchase Agreement by disclosures that were made to the other party in disclosure schedules to the Purchase Agreement, and (iii) were made only as of the date of the Purchase Agreement or such other date or dates as may be specified in the Purchase Agreement. The Merger Agreement also contains post-closing indemnification provisions pursuant to which each Participating Stockholder severally and not jointly has agreed to indemnify the Company against losses resulting from certain events, including breaches of representations and warranties, covenants and certain other matters. The foregoing description of the Merger Agreement does not purport to be complete and is qualified in its entirety by the Merger Agreement, which is filed as an Exhibit hereto and incorporated by reference in the Current Report on Form 8-K.
Item 2.01Item 2.01 - Completion of Acquisition
Item 2.01 Completion or Acquisition or Disposition of Assets On March 17, 2026, the Company completed the acquisition of Vinovest, Inc. pursuant to the Merger Agreement. The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference into this Item 2.01. No pro forma financial statements depicting the acquisition of Vinovest are required to be included as the disposition does not exceed 20% significance under any of the three significance tests under Regulation S-X 1-02(w).
Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01 – Regulation FD Disclosure On March 23, 2026, StartEngine issued a press release in connection with the announcement of the execution of the Merger Agreement. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information contained in this Item 7.01, including Exhibit 99.1 to this Current Report on Form 8-K, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act, or the Exchange Act, except as expressly set forth by specific reference in such filing.
Filed exhibits (1)
EX-99.1 (by filename) tm269376d1_ex99-1.htm

EX-99.1 3 tm269376d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE StartEngine Acquires Vinovest to Broaden Access to Alternative Assets Fine wine and whisky now join startups and pre-IPO opportunities on a growing investment platform BURBANK, CA, MARCH 23, 2026 - StartEngine, a leading private investing platform, is pleased to announce the acquisition of Vinovest, a leading platform for fine wine and whisky investment. The deal further expands access to alternative assets for a growing network of more than 2.1 million, with $1.5 billion invested in total to date.¹ Total achieved when combined with StartEngine’s asset acquisition of competitor platform SeedInvest. See footnote 1 for more details. Since 2014, StartEngine has connected users with a wide array of private market opportunities. That includes startups as well as pre-IPO opportunities, offering exposure to well-known private companies like Anthropic, Stripe, xAI, and more.² “Vinovest opens the door to a new category of alternative assets for our investors, while staying true to our mission of expanding access to private markets,“ said Howard Marks, Co-Founder and CEO of StartEngine. “What stood…

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