Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS

Notice of Proposed Sale · 144

Cardlytics, Inc.

CDLXNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Aug 17, 2026Accepted Aug 17, 2026, 3:38 PM EDTFiling CIK 1666071Accession 0001959173-26-006109
Share

Structured filing — 144

primary_doc.xml

Open full document ↗

Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
Cardlytics, Inc.
Issuer CIK
0001666071
SEC file number
001-38386
Phone
888-798-5802
Person for whose account securities are to be sold
Gupta Amit
Relationships to issuer
Officer · Director
Street
675 PONCE DE LEON AVENUE, NE
Street (continued)
SUITE 4100
City
ATLANTA
State / country code
GA
Postal code
30308

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common6,78526,908.635,888,71608/17/2026NASDAQFidelity Brokerage Services LLC

Broker / market maker — proposed row 1, entry 1

Name
Fidelity Brokerage Services LLC
Street
900 Salem Street
City
Smithfield
State / country code
RI
Postal code
02917

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common08/14/2026Restricted Stock VestingIssuer6,785N08/14/2026Compensation

Sales reported in the preceding three months

Sales reported in the preceding three months · 2 reported rows
SellerSecuritySale dateAmount soldGross proceeds
Amit GuptaCommon07/02/20266,49828,561.31
Amit GuptaCommon07/06/20269,64042,362.02

Seller — prior-sale row 1, entry 1

Name
Amit Gupta
Street
675 Ponce de Leon Ave. NE
Street (continued)
Suite 4100
City
Atlanta
State / country code
GA
Postal code
30308

Seller — prior-sale row 2, entry 1

Name
Amit Gupta
Street
675 Ponce de Leon Ave. NE
Street (continued)
Suite 4100
City
Atlanta
State / country code
GA
Postal code
30308

Prior-sale reporting

Nothing to report for the preceding three months
N

Remarks

Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.

Notice signature

Notice date
08/17/2026
Signed
/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Amit Gupta

Company context

Cardlytics (NASDAQ: CDLX) operates a purchase intelligence platform that transforms transaction data into targeted, personalized offers and rewards for consumer brands, delivered through banking and commerce platform in the United States and United Kingdom. We offer a range of solutions to help advertisers and publishers grow and strengthen customer loyalty. With visibility into approximately 50% of card-based transactions in the U.S. and U.K., Cardlytics enables advertisers to engage consumers at scale and drive incremental sales through our industry-leading card-linked offer network. Publisher partners can enhance their platforms with relevant and personalized offers that improve the shopping experience for their customers. Learn more at www.cardlytics.com or follow us on LinkedIn.

Current securities

Recent company filings

  1. Entry into a Material Definitive AgreementSep 11, 2026
  2. 4/A filingAug 24, 2026
  3. 4/A filingAug 24, 2026
  4. 4/A filingAug 24, 2026
  5. 4/A filingAug 24, 2026

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.