Notice of Proposed Sale · 144
Arteris, Inc.
AIPNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ARTERIS INC
- Issuer CIK
- 0001667011
- SEC file number
- 001-40960
- Phone
- 4084707300
- Person for whose account securities are to be sold
- PAUL ALPERN
- Relationships to issuer
- Officer
- Street
- 900 E. Hamilton Ave., Suite 300
- City
- Campbell
- State / country code
- CA
- Postal code
- 95008
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 18,500 | 552,780.00 | 46,171,982 | 08/03/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/03/2026 | Exercise of Stock Options | Issuer | 18,500 | N | 08/03/2026 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for PAUL LAWRENCE ALPERN | Common | 07/06/2026 | 6,003 | 215,587.30 |
| PAUL LAWRENCE ALPERN | Common | 07/02/2026 | 3,648 | 141,461.78 |
| 10b5-1 Sales for PAUL LAWRENCE ALPERN | Common | 07/01/2026 | 6,500 | 295,513.85 |
| 10b5-1 Sales for PAUL LAWRENCE ALPERN | Common | 06/01/2026 | 12,502 | 450,285.78 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for PAUL LAWRENCE ALPERN
- Street
- 900 E. Hamilton Ave., Suite 300
- City
- Campbell
- State / country code
- CA
- Postal code
- 95008
Seller — prior-sale row 2, entry 1
- Name
- PAUL LAWRENCE ALPERN
- Street
- 900 E. Hamilton Ave., Suite 300
- City
- Campbell
- State / country code
- CA
- Postal code
- 95008
Seller — prior-sale row 3, entry 1
- Name
- 10b5-1 Sales for PAUL LAWRENCE ALPERN
- Street
- 900 E. Hamilton Ave., Suite 300
- City
- Campbell
- State / country code
- CA
- Postal code
- 95008
Seller — prior-sale row 4, entry 1
- Name
- 10b5-1 Sales for PAUL LAWRENCE ALPERN
- Street
- 900 E. Hamilton Ave., Suite 300
- City
- Campbell
- State / country code
- CA
- Postal code
- 95008
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were and will be received upon the exercise of stock options over the next three months. The dates of acquisition and payment were and will be the dates of exercise/sale.
Notice signature
- Notice date
- 08/03/2026
- Signed
- /s/ Paul Alpern
- Plan adoption dates
- 02/23/2026
Company context
Arteris is a leading provider of semiconductor technology that accelerates the creation of high-performance, power-efficient silicon with built-in safety, reliability, and security. Innovative Arteris products are designed to optimize data movement and help ease complexity in the modern AI era with network-on-chip (NoC) interconnect intellectual property (IP), system-on-chip (SoC) software for integration automation and hardware security assurance. All are used by the world’s top technology companies to improve overall performance and engineering productivity, reduce risk, lower costs, and bring cutting-edge designs to market faster. Learn more at arteris.com.