Notice of Proposed Sale · 144
Atomera Incorporated
ATOMNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ATOMERA INCORPORATED
- Issuer CIK
- 0001420520
- SEC file number
- 001-37850
- Phone
- (408) 442-5248
- Person for whose account securities are to be sold
- ROBERT MEARS
- Relationships to issuer
- Officer
- Street
- 750 University Avenue,
- Street (continued)
- Suite 280,
- City
- Los Gatos
- State / country code
- CA
- Postal code
- 95032
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,000 | 4,380.00 | 39,024,042 | 10/01/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 03/02/2021 | Exercised Shares | ISSUER | 1,000 | N | 03/02/2021 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| ROBERT MEARS | Common | 09/02/2026 | 6,312 | 24,429.96 |
| ROBERT MEARS | Common | 09/01/2026 | 1,000 | 4,050.00 |
| ROBERT MEARS | Common | 09/01/2026 | 5,367 | 21,732.61 |
| ROBERT MEARS | Common | 08/03/2026 | 1,000 | 5,050.00 |
Seller — prior-sale row 1, entry 1
- Name
- ROBERT MEARS
- Street
- 750 University Avenue,
- Street (continued)
- Suite 280,
- City
- Los Gatos
- State / country code
- CA
- Postal code
- 95032
Seller — prior-sale row 2, entry 1
- Name
- ROBERT MEARS
- Street
- 750 University Avenue,
- Street (continued)
- Suite 280,
- City
- Los Gatos
- State / country code
- CA
- Postal code
- 95032
Seller — prior-sale row 3, entry 1
- Name
- ROBERT MEARS
- Street
- 750 University Avenue,
- Street (continued)
- Suite 280,
- City
- Los Gatos
- State / country code
- CA
- Postal code
- 95032
Seller — prior-sale row 4, entry 1
- Name
- ROBERT MEARS
- Street
- 750 University Avenue,
- Street (continued)
- Suite 280,
- City
- Los Gatos
- State / country code
- CA
- Postal code
- 95032
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ Robert J Mears
- Plan adoption dates
- 03/09/2026