Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS

Notice of Proposed Sale · 144

Carvana Co.

CVNANYSEEQUITYCurrent

Notice of Proposed Sale

Filed Oct 30, 2026Accepted Oct 30, 2026, 8:01 PM EDTFiling CIK 1690820Accession 0001017608-26-000004
Share

Structured filing — 144

primary_doc.xml

Open full document ↗

Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
CARVANA CO.
Issuer CIK
0001690820
SEC file number
001-38073
Phone
(480) 719-8809
Person for whose account securities are to be sold
GARCIA ERNEST C. II
Relationships to issuer
10% Stockholder
Street
300 E. RIO SALADO PARKWAY
City
TEMPE
State / country code
AZ
Postal code
85281

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Class A Common Stock10,000,000682,900,000.00722,713,74510/30/2026NYSECitigroup Global Markets Inc.

Broker / market maker — proposed row 1, entry 1

Name
Citigroup Global Markets Inc.
Street
388 Greenwich Street
City
New York
State / country code
NY
Postal code
10013

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Class A Common Stock04/27/2017Conversion - Exchange of UnitsIssuer10,000,000N04/27/2017NA

Prior-sale reporting

Nothing to report for the preceding three months
Y

Remarks

The shares to be sold are held by ECG II SPE II, LLC, hereinafter ECG, an entity wholly owned by Ernest C. Garcia II, as Class B Common Stock of issuer and Class A Common Units of Carvana Group, LLC, hereinafter, Underlying Securities. Following procedures described in the interpretive letter from the SEC staff to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Incorporated, dated December 1, 2011, ECG has entered into covered call transactions relating to Class A Common Stock of issuer with the broker or its affiliate listed in Part 3(b) above, intending to write 10,000,000 covered call options over Class A Common Stock of the issuer, ECG has pledged the Underlying Securities for the transactions.

Notice signature

Notice date
10/30/2026
Signed
/s/ Ernest C. Garcia II

Company context

Carvana’s mission is to change the way people buy and sell cars. Since launching in 2013, more than 4 million customers have chosen Carvana’s leading automotive e-commerce experience to shop, sell, finance, and trade in vehicles entirely online, with the convenience of delivery or local pickup as soon as the same day. Carvana’s unique offering is powered by its passionate team, differentiated national infrastructure, and purpose-built technology.

Current securities

Recent company filings

  1. 144 filingOct 30, 2026
  2. 10-Q filingOct 28, 2026
  3. Results of Operations and Financial ConditionOct 28, 2026
  4. 4 filingOct 13, 2026
  5. 144 filingOct 13, 2026

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.